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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
Citigroup to Exit 13 Markets, Including 10 in Asia
By Editors | 19/04/2021
The move is part of an ongoing strategic review to allow Citi to direct resources to the businesses where it has the greatest scale and growth potential.
Trading & Investment
China-Japan ETF Connect Sees Launch of New Funds
By Ranamita Chakraborty | 19/04/2021
Daiwa Asset Management has listed two ETFs on the TSE while ICBC Credit Suisse Asset Management has listed one ETF on the SZSE.
Structural Regulation
Gary Gensler Sworn Into Office as New SEC Chair
By Sanday Chongo Kabange | 18/04/2021
Gary Gensler was sworn in as the new SEC chairman three days after the US Senate voted to approve his nomination.
Conduct, Culture & Accountability
SFC Fines Optimas Capital Over Short Position Reporting Errors
By Editors | 15/04/2021
The errors occurred as a result of a programming mistake in a script created to automate the process of identifying reportable short positions.
Trading & Investment
LSTA Offers Guidance on Credit Sensitive Rates to Replace LIBOR
By Manesh Samtani | 15/04/2021
The advisory provides sample language to facilitate the use of credit sensitive rates in hardwired fallback language in new and amended loan documentation.
Trading & Investment
US SEC Identifies Accounting Issues with SPAC Listings
By Sanday Chongo Kabange | 14/04/2021
Some warrants issued to early SPAC investors may have been recorded as equity instruments when they should have instead been recorded as liabilities.
Trading & Investment
China: SAFE Approves $5b in QDLP Quotas for Hainan
By Sanday Chongo Kabange | 14/04/2021
The QDLP pilot programme will enable foreign fund managers to raise money in Hainan for investments overseas.
Trading & Investment
FSB Issues Guidance on Implementing SFT Data Standards
By Editors | 13/04/2021
The FSB has published FAQs to help national authorities implement the SFT Data Standards to facilitate global collection and aggregation of SFT data.
Trading & Investment
PBOC Researchers Call for Establishment of Yuan Futures Market
By Editors | 11/04/2021
Offshore RMB rates are becoming increasingly influential, suggesting that they will play an even bigger role in pricing in future.
Structural Regulation
Shenzhen Stock Exchange Merges Main, SME Boards
By Sanday Chongo Kabange | 10/04/2021
The merger will enable companies to better leverage the capital market for growth and improve overall efficiency, the SZSE said.
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