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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Market Data & Technology
HoSE Pledges to Launch New Trading System by Year-end
By Sanday Chongo Kabange | 10/04/2021
HoSE will use all available resources to accelerate implementation and make the new system operational within this year.
Structural Regulation
Shanghai Bourse Tightens Scrutiny Over Bond Issuance
By Sanday Chongo Kabange | 10/04/2021
The SSE has launched onsite inspections to bolster the quality of information disclosure and due diligence by underwriters.
Trading & Investment
SGX, NZX Sign Partnership on Dairy Derivatives
By Editors | 10/04/2021
NZX intends to delist its suite of dairy derivatives contracts from the NZX Derivatives Market and relist equivalent contracts on SGX.
Market Abuse
US Court Dismisses Collusion Case Against 10 Global Banks
By Sanday Chongo Kabange | 08/04/2021
The judge dismissed a case against 10 banks alleging manipulation of the US Treasuries market due to a lack of evidence of a conspiracy.
Structural Regulation
KRX Seeks Introduction of Dual-Class Share System
By Sanday Chongo Kabange | 08/04/2021
A dual-class share system would help more unicorns to consider listing in the local market, KRX chairman Sohn Byung-doo says.
Trading & Investment
Exchanges Seek Better Calibration of Circuit Breakers: WFE
By Editors | 08/04/2021
Eleven exchanges recalibrated their circuit breakers during the pandemic or as a consequence of it, according to a new WFE paper.
Trading & Investment
SORA Property Loans Provide Interest Rate Stability: UOB
By Editors | 07/04/2021
Borrowers say the certainty, transparency and stability are key factors affecting their willingness to choose SORA-based loan products.
Structural Regulation
BlackRock Paves Way for Mutual Fund Business in China
By Editors | 07/04/2021
BlackRock has withdrawn its private fund manager registration to pave the way for the launch of its new wholly-owned mutual fund unit in China.
Market Abuse
Korea Set to Introduce Tougher Penalties for Illegal Short Selling
By Editors | 06/04/2021
Illegal short sellers can face fines of up to 100% of the amount of the short selling order, imprisonment for a year or more, and additional penalties up to five times unfair profits.
Structural Regulation
FCA to Consult on Stronger Protections for SPAC Investors
By Editors | 06/04/2021
The consultation will consider enhanced disclosure requirements, a minimum market cap and a redemption option for investors.
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