Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Malaysia SC Proposes Changes Guidelines on Unit Trust Funds

    By Shruti Khairnar | 12/11/2020

    The SC is consulting on changes as part of ongoing efforts to strengthen market competitiveness and develop the Malaysian funds industry.

    Structural Regulation

    The AIFMD Review: Potential Impacts for Asia Pacific

    By Arthur Carabia | 10/11/2020

    While some of the proposals could be harmful to market participants, the review presents an opportunity to clarify certain elements of AIFMD, says ICMA’s Arthur Carabia.

    Trading & Investment

    Thailand Makes Stock Trading Fees Tax-deductible Until Year-End

    By Editors | 10/11/2020

    The SEC has notified investors that they can use securities and futures trading fees for tax deductions under a new government scheme.

    Supervision & Enforcement

    SFC Fines Credit Suisse Securities Over Market Making Errors

    By Editors | 09/11/2020

    Credit Suisse Securities submitted 17,000 erroneous market making quotes to the market in 8 minutes due to a logic error in its symbol mapping programme.

    Trading & Investment

    TAIFEX to Expand Offshore Index Futures Suite with FTSE 100 Futures

    By Editors | 09/11/2020

    TAIFEX already offers Dow Jones, S&P 500 and Nasdaq-100 index futures. FTSE 100 Futures will further enhance its ability to cater to offshore investors.

    Trading & Investment

    SGX to Launch New Derivatives, Expand CME Clearing Relationship

    By Manesh Samtani | 09/11/2020

    SGX is launching five new equity futures contracts based on FTSE Russell indices. Two of the contracts will be available under SGX’s mutual offset system with CME Group.

    Trading & Investment

    SEBI Introduces ‘Flexi Cap’ Category for Mutual Funds

    By Editors | 09/11/2020

    The new ‘Flexi Cap Fund’ category allows fund managers to dynamically change their allocations across small, mid and large-cap stocks.

    Market Data & Technology

    HKMA Invites Tenders to Implement LIBOR Transition for Exchange Fund

    By Editors | 09/11/2020

    Interested parties should arrange project staff members who are familiar with or experienced in the Calypso system and LIBOR transition.

    Trading & Investment

    SEBI Doubles Overseas Investment Limit for Mutual Funds

    By Editors | 09/11/2020

    SEBI says mutual funds can now invest up to $600mn overseas, up from $300mn previously, subject to a $7bn overall industry limit.

    Trading & Investment

    Industry Bodies Publish APAC Charter for Indication of Interest Issuers

    By Editors | 08/11/2020

    ASIFMA, Quorum 15, Asia TraderForum, the FIX Trading Community and their members have established a consistent approach for issuing Indications of Interest.

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