Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    Japan FSA to Set Up Dedicated Office to Lure Foreign Fund Managers

    By Editors | 08/11/2020

    The new office will be able to start receiving applications in English in January 2021. Pre-application consultation is available in English with immediate effect.

    Trading & Investment

    TFEX to Launch New Silver, Rubber Futures Contracts

    By Sanday Chongo Kabange | 07/11/2020

    A new cash-settled silver futures contract will launch on Monday. A Japanese rubber futures contract will launch by year-end.

    Structural Regulation

    Ant IPO Suspension Needed to Protect Investor Rights: CSRC

    By Manesh Samtani | 06/11/2020

    Avoiding a hasty listing against significant change in the regulatory environment is in line with the responsibilities of market regulators towards investors and markets, the CSRC said.

    Market Data & Technology

    Bloomberg Launches New Index Tracking China Credit Bonds

    By Editors | 05/11/2020

    The LCC Index is the first global index to capture investment-grade corporate bonds in China, bolstering transparency and accessibility into the country’s credit markets.

    Structural Regulation

    CFTC Exempts BSE, NSE IFSC, NZX from FCM Registration

    By Editors | 05/11/2020

    BSE, NSE IFSC, and NZX will be allowed to accept US customer funds directly for trading in futures and options contracts without having to register as futures commission merchants.

    Structural Regulation

    SEBI Issues Due Diligence Guidelines for Debenture Trustees

    By Sanday Chongo Kabange | 05/11/2020

    Debenture trustees will have to independently cerify an issuer’s assets and ensure they are adequate for a proposed issue of debt securities.

    Structural Regulation

    CFTC Exempts More Singapore RMOs from SEF Registration

    By Editors | 05/11/2020

    The move brings the total number of exempted approved exchanges and recognised market operators authorised in Singapore to 13.

    Trading & Investment

    HKEX to Launch Hang Seng TECH Index Futures, Options

    By Editors | 05/11/2020

    The new contracts will bring new exposure management tools to the market and give greater product coverage of the technology sector in Hong Kong.

    Structural Regulation

    IOSCO Issues Recommendations to Develop Emerging Capital Markets

    By Editors | 04/11/2020

    IOSCO outlines the main challenges emerging markets face when developing their capital markets, also exploring opportunities offered by sustainable finance and fintech.

    Structural Regulation

    Chinese Regulators Force Suspension of Ant Group IPO

    By Editors | 03/11/2020

    The Shanghai and Hong Kong IPOs have been suspended following supervisory interviews with Jack Ma and two other executives. Ant was due to start trading on Thursday.

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