Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Taiwan Central Bank Denies Ordering Traders to Limit US Dollar Sales

    By Sanday Chongo Kabange | 14/09/2020

    The central bank said the directions to traders were aimed at facilitating the smooth flow of the local foreign exchange market, and that it respects bid-offer practices in the FX market.

    Trading & Investment

    SEBI Directs Multi Cap Funds to Raise Exposure to Smaller Stocks

    By Sanday Chongo Kabange | 14/09/2020

    New guidelines will force multi cap funds to dump large cap stocks in favour of small- and mid-cap stocks by January 2021.

    Structural Regulation

    Taiwan Banks Urged To Offer Bilingual Financial Services

    By Sanday Chongo Kabange | 14/09/2020

    The FSC is encouraging all banks to set up bilingual branches and enhance the English proficiency of their staff members as part of its efforts to become a regional financial hub in Asia.

    Trading & Investment

    China NIFC Issues Rules for Anonymous Bond Auctions

    By Editors | 10/09/2020

    Anonymous bond auctions are typically used to dispose of defaulted bonds at a discount, without the seller having to reveal their identity to the buyer.

    Trading & Investment

    BSP to Start Issuing Debt Securities Next Week

    By Editors | 10/09/2020

    The BSP’s authority to issue its own debt paper was restored through legislation passed last year. The first auction of BSP securities will take place on 18 September.

    Trading & Investment

    Colombo Exchange Eyes New Measures to Lure Foreign Investment

    By Duruthu E Chandrasekera | 09/09/2020

    Besides tax incentives, CSE Chairman Dumith Fernando told Regulation Asia the exchange has initiated a five-pronged strategy to bolster the capital market.

    Trading & Investment

    TWSE to Launch Market Making System by June 2021

    By Editors | 09/09/2020

    Brokerages electing to serve as market makers will benefit through reduced handling fees, and be allowed to freely choose which eligible shares to trade.

    Trading & Investment

    Taiwan FSC Penalises 12 Futures Brokers Over Oil Trades

    By Lucy Zhang | 08/09/2020

    The futures brokers failed to announce negative oil prices in April and were unable to accept orders from clients, among other failures.

    Trading & Investment

    Industry Standards Needed for Measuring Execution Quality: FMSB

    By Editors | 08/09/2020

    Best practice principles will facilitate regulatory compliance and drive efficiencies in the measurement of execution quality, the FMSB says in a new spotlight review.

    Trading & Investment

    Korea Exchange Launches ‘New Deal’ Market Indices

    By Editors | 08/09/2020

    The new indices track Korea’s largest battery, biotech, internet and gaming stocks. KRX plans to launch ETFs based on the new indices next month.

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