Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Credit Risk

    BSP Excludes Market-making Activities from Single Borrower Limit

    By Editors | 29/07/2020

    Debt securities acquired by banks from market-making activities will be excluded from the single borrower’s limit computation for 90 calendar days from the time of acquisition.

    Trading & Investment

    Tokyo Commodity Exchange Proposes Trading Rule Revisions

    By Editors | 29/07/2020

    TOCOM plans to revise its trading rules to coincide with the launch of a next-gen derivatives trading system known at J-GATE 3.0 in Q3 2021.

    Trading & Investment

    New Zealand FMA Warns Derivatives Issuers to Ensure Compliance

    By Sanday Chongo Kabange | 29/07/2020

    Self-assessments by derivatives issuers have identified risks stemming from the way they handle client money, provide advice to retail clients, and handle vulnerable customers.

    Market Data & Technology

    ISDA Launches New Indicator to Monitor RFR Adoption in Derivatives

    By Editors | 28/07/2020

    The indicator is intended to help derivatives market participants keep tabs on progress to shift to risk-free rates ahead of the end of 2021, when LIBOR is due to be discontinued.

    Operational Risk

    FMSB Examines Remote Working Risks in FICC Markets

    By Editors | 28/07/2020

    FMSB has published a Spotlight Review on the risks of undertaking financial services activities through new working arrangements, and measures to mitigate these risks.

    Trading & Investment

    Why Do Electronic Traders Cancel Orders?

    By Jamil Nazarali | 28/07/2020

    Jamil Nazarali at Citadel Securities explains what ever-increasing speeds for issuing and canceling orders tell us about today’s market structure.

    Trading & Investment

    Hong Kong Launches A-share L&I Products, New Tech Index

    By Manesh Samtani | 27/07/2020

    The new L&I products will enable directional trading in China A-shares. Meanwhile, the new Hang Seng Tech Index will facilitate the introduction of ETFs to track the tech sector.

    Trading & Investment

    China: NEEQ Launches ‘Select Tier’, Most Stocks End Lower

    By Editors | 27/07/2020

    By the end of first day’s trading, about two-thirds of the 32 stocks launched on the new ‘Select Tier’ closed below their initial offering prices.

    Structural Regulation

    Malaysia Proposes to Allow Lower Public Holding of Large Caps Stocks

    By Sanday Chongo Kabange | 27/07/2020

    Proposed listing rule amendments will allow some large listed issuers to have a public holding spread as low as 15%, compared to the current 25% minimum.

    Structural Regulation

    BSEC Needs to Step Up Its Game, say Market Participants

    By Duruthu E Chandrasekera | 25/07/2020

    BSEC is working to speed up the IPO process and barriers to listing, amid calls for more diversified products and better transparency and governance in the capital market.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.