Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Fraud, Scams & Cybercrime

    Chinese Regulators Complete Luckin Probe, Confirm Fraud

    By Editors | 04/08/2020

    The Ministry of Finance and State Administration for Market Regulation both intend to impose administrative penalties against Luckin Coffee for fraud.

    Capital Adequacy

    Taiwan FSC to Allow Banks to Develop New Financial Products

    By Editors | 04/08/2020

    Banks seeking to develop new wealth management products for high-asset customers can apply to the FSC before 15 September.

    Trading & Investment

    HKEX Launches Second Batch of MSCI Index Futures

    By Editors | 04/08/2020

    The next batch of contracts is due to be launched on 17 August, with the final four contracts still awaiting regulatory approval.

    Structural Regulation

    MAS Awards StanChart Special Privileges for ‘Significant Rootedness’

    By Manesh Samtani | 04/08/2020

    The regulator also has plans to allow certain banks that are significantly rooted in Singapore to obtain full bank licences and set up digital-only subsidiaries.

    Liquidity Risk

    FSC Korea to Rein in Structured Products Issuance

    By Editors | 03/08/2020

    The FSC will impose new rules for securities firms on stress testing, liquidity management, leverage and mandatory FX hedging, among its measures to protect investors from risky products.

    Trading & Investment

    China Mulls Allowing Domestic PE Funds to Invest Overseas

    By Editors | 03/08/2020

    The foreign exchange regulator will this year explore reforms to allow private equity investment funds to invest overseas.

    Trading & Investment

    HKMA Relaxes Rules on Retail Sales of Government Bonds

    By Editors | 02/08/2020

    Banks can forgo suitability assessments and audio recordings when distributing low-risk, non-complex retail tranches of Hong Kong or Mainland government bonds.

    Trading & Investment

    SGX Posts Strong Growth, Signals New Acquisitions, Derivatives

    By Manesh Samtani | 02/08/2020

    SGX is looking to develop into a hub for trading bonds, foreign exchange, commodities and derivatives, as it pivots away from being a pure equity exchange.

    Trading & Investment

    Bursa Malaysia to Introduce New Derivatives Products

    By Editors | 31/07/2020

    The derivatives products to be launched this year include new single stock futures, a revamped index futures contract, and ETFs linked to sectoral indices.

    Credit Risk

    China: NAFMII Proposes Rules for Trading Credit Default Swaps

    By Editors | 31/07/2020

    Credit default swaps and credit-linked notes will provide investors additional tools to hedge against bond defaults and other credit events.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.