Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    China Issues Guidelines on Greater Bay Opening Up

    By Editors | 15/05/2020

    The PBOC will pilot cross-border PE and VC investments and explore the establishment of a futures exchange in Guangzhou and an international commercial bank to serve Greater Bay Area.

    Structural Regulation

    China Admits Fitch Subsidiary into Onshore Credit Rating Market

    By Editors | 15/05/2020

    China had committed to removing restrictions on US credit rating agencies entering its markets under the trade agreement with the US in January.

    Trading & Investment

    ASIC Withdraws Trading Limits Imposed on Equity Market Participants

    By Editors | 14/05/2020

    Trading restrictions imposed in March due to an abnormally large increase in trades executed have been revoked following processing enhancements by market operators.

    Trading & Investment

    Sri Lankan Bourse Reopens to Trading Halts After 7-week Haitus

    By Editors | 14/05/2020

    The Colombo Stock Exchange opened for trading for the first time in seven weeks on Monday, triggering trading halts on its new circuit breaker mechanism.

    Trading & Investment

    SGX Probes Societe Generale Over Timeliness of Disclosure

    By Editors | 14/05/2020

    As a goodwill gesture, SocGen will extend a one-off payment to investors who suffered losses trying to short-sell Singapore Airlines with daily leverage certificates.

    Trading & Investment

    QFII, RQFII Quota Removal Unlikely to Trigger Big Inflows

    By AsianInvestor | 14/05/2020

    China has scrapped the quota of its two leading inbound investment programmes, but the move appears unlikely to give its onshore capital markets a shot in the arm.

    PEPs & Sanctions

    Trump Orders Federal Pension Fund to Halt Plans to Invest in China

    By Editors | 13/05/2020

    The Federal Retirement Thrift Investment Board had planned to benchmark its international exposures to an MSCI index that would channel up to $4.5bn into Chinese equities.

    Trading & Investment

    CBIRC Green-lights China Pacific Insurance GDR Listing on LSE

    By Editors | 11/05/2020

    The listing is still pending approvals from securities regulators in China and the UK, and exchange operators in Shanghai and London.

    Trading & Investment

    FSC Korea Mulls Issuance Limits for Equity-linked Securities

    By Editors | 11/05/2020

    Driven by demand from retail investors for higher yields, some securities firms have been selling ELS products beyond their equity capital.

    Structural Regulation

    Japan’s New Foreign Investment Rules Take Effect

    By Manesh Samtani | 10/05/2020

    While a series of exemptions for foreign financial institutions have been granted, the new requirements only allow 30 days for full implementation on 7 June.

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