Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    SEHK Proposes to Allow Corporate Beneficiaries of WVR Structures

    By Editors | 02/02/2020

    Hong Kong’s stock exchange is proposing to allow eligible corporate entities to hold weighted voting rights in listed companies, subject to appropriate safeguards.

    Trading & Investment

    IOSCO Highlights Debt Market Concerns in Annual Work Programme

    By Editors | 31/01/2020

    The 2020 work programme provides an update on five existing priorities and an overview of planned work on a new priority – corporate debt and leveraged loans.

    Trading & Investment

    SEBI Approves MSE Launch of Weekly Interest Rate Futures

    By Editors | 31/01/2020

    The Metropolitan Stock Exchange has become the first Indian exchange to receive SEBI’s approval to launch weekly interest rate futures contracts.

    Conduct, Culture & Accountability

    FSS Reprimands Woori, Hana Chiefs for Derivatives Mis-Selling

    By Editors | 31/01/2020

    The FSS is also recommending a 20-billion-won penalty be imposed on both banks, and for some of their operations to be suspended for six months.

    Trading & Investment

    Buy-side Adoption of FX Global Code Lagging: BIS

    By Editors | 31/01/2020

    More needs to be done to bolster buy-side adoption of the FX Global Code, says MAS deputy managing director Jacqueline Loh, who also chairs the BIS Markets Committee.

    Structural Regulation

    HK Listed Companies May Miss Earnings Deadline – Reports

    By Editors | 31/01/2020

    The HKICPA has met with HKEX to propose extending a 31 March filing deadline for China-based companies listed in Hong Kong affected by coronavirus-related travelling restrictions.

    Structural Regulation

    RBNZ Endorses Official Cash Rate as Fallback Benchmark

    By Editors | 31/01/2020

    New Zealand will operate a dual interest rate benchmark system, retaining the Bank Bill Benchmark Rate and using the OCR as its fallback.

    Trading & Investment

    SEC Philippines Drafts Derivatives Investment Rules for Funds

    By Editors | 29/01/2020

    The global exposure to financial derivatives must not exceed 20% of the qualifying fund’s net assets, up from 10% previously.

    Structural Regulation

    S. Korea: P2P Lending Law to Take Effect in August

    By Editors | 29/01/2020

    The FSC is seeking comment on a draft enforcement decree setting out entry requirements, operating rules and investor protection measures for the P2P lending sector.

    Trading & Investment

    BSE India Signs Licensing Agreement with ICE Futures Europe

    By Editors | 28/01/2020

    BSE India is using the ICE Brent Index as the final settlement price for its new rupee-denominated Brent futures contract, which launched on Tuesday.

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