Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    ISDA to Re-consult on Pre-cessation Fallbacks This Month

    By Editors | 06/02/2020

    ISDA will consult on a single protocol that would allow participants to include both pre-cessation and permanent cessation fallbacks in derivatives trades.

    Trading & Investment

    SEBI Asks Exchanges to Review Commodity Derivatives Performance

    By Editors | 05/02/2020

    Performance reviews of commodity derivatives contracts should be conducted each year to ensure alignment with the physical markets.

    Reporting & Disclosures

    SGX, IPOS Launch Joint Initiative to Unlock Value from Intangible Assets

    By Editors | 05/02/2020

    Until end-2020, a pilot programme will help companies undergo an evaluation and audit process to assess their intangible assets as indicators of business value.

    Structural Regulation

    Hong Kong PE Firms Should Reassess Licensing Obligations

    By Michael P Wong | 05/02/2020

    Hong Kong private equity firms should reassess whether they have complied with licensing requirements in light of new guidance from the SFC, says Dechert partner Michael Wong.

    Structural Regulation

    HK Bourse to Grant Relief on Issuer Results Announcements

    By Editors | 04/02/2020

    Listed companies experiencing difficulties publishing results or audited financial statements due to coronavirus-related travel and other restrictions may be granted relief.

    Trading & Investment

    BSE, NSE Launch New Trading Platforms for Debt Securities

    By Editors | 04/02/2020

    BSE India launched its new RFQ Platform on Monday and NSE on Tuesday. The platforms offer greater transparency and access to debt securities for eligible investors.

    Sustainable Finance

    Thailand, Luxembourg Explore Financial Market Cooperation

    By Editors | 04/02/2020

    Thailand’s SEC and LuxSE have discussed cooperation to promote sustainable finance, while also agreeing to explore the creation of a trading link between the two countries.

    Trading & Investment

    SEBI Sets Position Limits for Gift City Rupee Derivatives

    By Editors | 04/02/2020

    Brokers, institutional investors and eligible foreign investors can hold gross open positions in rupee futures and options contracts up to $1bn or 15% of total open interest, whichever is higher.

    Tokenisation

    MAS Sandbox Graduate ‘iSTOX’ Approved for Full Launch

    By Editors | 04/02/2020

    The iSTOX platform connects buyers and sellers of digitised securities denominated in fiat currencies, catering to institutional and accredited investors in Singapore.

    Structural Regulation

    ESMA Consults on New Standards for Third-Country Investment Firms

    By Editors | 03/02/2020

    The new Investment Firms Regulation (IFR) and Directive (IRD) will require third-country firms providing investment services and activities in the EU to report granular information to ESMA.

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