Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    FSC Korea Finalises Measures to Protect Investors From Risky Products

    By Editors | 16/12/2019

    The sale of highly complex derivative products will still be banned, but banks will be allowed to sell equity-linked trusts linked to the KOSPI 200, S&P 500, Euro Stoxx 50, HSCEI or Nikkei 225.

    Trading & Investment

    HKEX Finalises Enhancements to Pre-Opening Session, Volatility Controls

    By Editors | 16/12/2019

    The enhancements to the pre-opening session will be adopted in the second quarter of 2020. The stock-level volatility control mechanism will be expanded in the second half of 2020.

    Trading & Investment

    ASIC Allows Non-transparent Active ETFs to Remain Non-Transparent

    By Editors | 12/12/2019

    Active ETF providers will have to implement new controls to manage risks associated with internal market making models, but they will be allowed to continue to hide their holdings.

    Climate Risk

    NZX, EEX to Jointly Pursue Carbon Market Opportunities

    By Editors | 12/12/2019

    NZX believes that the transparency and security of a regulated market like the European Energy Exchange will add value to the existing carbon market in New Zealand.

    Trading & Investment

    Fiji, PNG Stock Exchanges Sign MoU on Joint Market Development

    By Editors | 12/12/2019

    Fiji’s SPX has signed an MoU with Papua New Guinea’s national stock exchange to cooperate on capital markets development, following from a similar MoU with NZX earlier this year.

    Trading & Investment

    China Issues Revised Trading Rules for Interbank FX Market

    By Editors | 12/12/2019

    The rules are intended for both domestic and foreign institutions, in line with recent draft rules from SAFE that sought to allow foreign firms to trade RMB foreign exchange derivatives.

    Trading & Investment

    NSE Launches Interest Rate Options on 10-Yr Govt Bond

    By Editors | 11/12/2019

    Interest rate options on 10 year government bonds provide institutional investors a new tool to hedge interest rate risk.

    Trading & Investment

    KRX to Tighten Rules on Algorithmic and AI-based Trading

    By Editors | 11/12/2019

    Algorithmic trading is not illegal in Korea, but authorities have long been concerned that the practice may cause market confusion and disadvantage retail investors.

    Trading & Investment

    RBI Relaxes Restriction on Foreign Exchange Hedging

    By Editors | 10/12/2019

    Residents and non-residents will be allowed to undertake OTC currency derivative transactions up to $10mn without having to evidence underlying exposure.

    Trading & Investment

    SFC, HKMA to Launch New Survey to Assess Product Selling Risks

    By Editors | 10/12/2019

    The survey will help the SFC and HKMA identify risks associated with the selling activities of intermediaries and coordinate their responses to address areas of common concern.

    JOIN OUR NEWSLETTER

    An exclusive weekly selection of top stories from the Regulation Asia editorial team.