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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
FSC Korea Finalises Measures to Protect Investors From Risky Products
By Editors | 16/12/2019
The sale of highly complex derivative products will still be banned, but banks will be allowed to sell equity-linked trusts linked to the KOSPI 200, S&P 500, Euro Stoxx 50, HSCEI or Nikkei 225.
Trading & Investment
HKEX Finalises Enhancements to Pre-Opening Session, Volatility Controls
By Editors | 16/12/2019
The enhancements to the pre-opening session will be adopted in the second quarter of 2020. The stock-level volatility control mechanism will be expanded in the second half of 2020.
Trading & Investment
ASIC Allows Non-transparent Active ETFs to Remain Non-Transparent
By Editors | 12/12/2019
Active ETF providers will have to implement new controls to manage risks associated with internal market making models, but they will be allowed to continue to hide their holdings.
Climate Risk
NZX, EEX to Jointly Pursue Carbon Market Opportunities
By Editors | 12/12/2019
NZX believes that the transparency and security of a regulated market like the European Energy Exchange will add value to the existing carbon market in New Zealand.
Trading & Investment
Fiji, PNG Stock Exchanges Sign MoU on Joint Market Development
By Editors | 12/12/2019
Fiji’s SPX has signed an MoU with Papua New Guinea’s national stock exchange to cooperate on capital markets development, following from a similar MoU with NZX earlier this year.
Trading & Investment
China Issues Revised Trading Rules for Interbank FX Market
By Editors | 12/12/2019
The rules are intended for both domestic and foreign institutions, in line with recent draft rules from SAFE that sought to allow foreign firms to trade RMB foreign exchange derivatives.
Trading & Investment
NSE Launches Interest Rate Options on 10-Yr Govt Bond
By Editors | 11/12/2019
Interest rate options on 10 year government bonds provide institutional investors a new tool to hedge interest rate risk.
Trading & Investment
KRX to Tighten Rules on Algorithmic and AI-based Trading
By Editors | 11/12/2019
Algorithmic trading is not illegal in Korea, but authorities have long been concerned that the practice may cause market confusion and disadvantage retail investors.
Trading & Investment
RBI Relaxes Restriction on Foreign Exchange Hedging
By Editors | 10/12/2019
Residents and non-residents will be allowed to undertake OTC currency derivative transactions up to $10mn without having to evidence underlying exposure.
Trading & Investment
SFC, HKMA to Launch New Survey to Assess Product Selling Risks
By Editors | 10/12/2019
The survey will help the SFC and HKMA identify risks associated with the selling activities of intermediaries and coordinate their responses to address areas of common concern.
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