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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
ASX Consults on Changes to Treasury Bond Futures Roll
By Editors | 07/10/2019
A new consultation paper outlines four options for changes to the roll structure and order management functionality for the 3 and 10 Year Treasury Bond Futures contracts.
Trading & Investment
Korea FSC Offers New Channels for Venture Capital Investment
By Editors | 01/10/2019
Securities, asset management and venture capital firms can obtain a license to operate a fund which raises capital from investors to list on the KRX and invests in unlisted companies.
Trading & Investment
SEBI Issues Norms for Funds on Money Market, Debt Valuations
By Editors | 01/10/2019
Mutual funds should value money market and debt securities using the waterfall approach on the basis of traded yields, SEBI said in a circular.
Trading & Investment
SGX to Introduce Price Collars for Auction Mechanism
By Editors | 30/09/2019
The price limits will prevent order matching beyond a certain range of the last traded price for the securities market’s opening, mid-day and closing auction routines.
Structural Regulation
APAC Central Banks Prepare Market for Benchmark Reforms
By Editors | 27/09/2019
A group of APAC central banks have issued a report on the regional implications of LIBOR’s discontinuation, BMR implementation, and reforms to local benchmarks.
Trading & Investment
Taiwan to List First Offshore Nasdaq-100 Index Futures
By Editors | 26/09/2019
Monday will mark the first time Nasdaq-100 index futures are listed outside the US, the result of a collaboration between CME Group and TAIFEX.
Structural Regulation
Small Finance Banks Rush to Meet RBI Listing Deadline
By Editors | 26/09/2019
A three-year deadline to publicly list is approaching for small finance banks that were granted in-principle licences by the RBI in September 2015.
Trading & Investment
KRX to Enable Local Access to Foreign ETF Trading
By Editors | 25/09/2019
Access will be enabled through an ‘ETF of ETF’ structure, under which locally tradeable ETFs will invest in individual foreign ETFs.
Market Abuse
US, UK Agencies Work to Clean Up Credit Derivatives Market
By Editors | 24/09/2019
In a joint statement, the SEC, CFTC and FCA have pledged to work together to address “opportunistic strategies” that harm the credit derivatives market.
Trading & Investment
Civil Unrest Forces Brokers to Exit Hong Kong Market
By Editors | 24/09/2019
Since the Hong Kong protests began in June, ten brokerage firms have reportedly exited the market amid lower turnover and shrinking commission revenues.
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