Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Taiwan Launches Simulator for New Continuous Trading System

    By Editors | 27/03/2019

    The simulation platform will operate off-market hours and allow investors to familiarise themselves with the new system, which is set to be launched in March 2020.

    Trading & Investment

    Bangladesh Looks to Boost Capital Markets with Derivatives, Sukuk Trading

    By Editors | 26/03/2019

    Bangladesh’s securities regulator is reportedly formulating new rules to facilitate trading of derivatives and sukuk, while it also considers changes to enhance private placement regulations.

    Trading & Investment

    S. Korea to Reduce Securities Transaction Tax This Year

    By Editors | 25/03/2019

    The stock trading tax will be cut on the KOSDAQ, KOSPI and KONEX. Capital gains taxes on stock transactions to also be changed.

    Trading & Investment

    S. Korea to Make Loan Approvals More Startup Friendly

    By Editors | 25/03/2019

    The FSC will overhaul the corporate loan approval system used at banks to broaden the scope of assets start-ups can pledge to secure financing.

    Structural Regulation

    JPX-TOCOM Merger Agreement Expected by End-March

    By Editors | 22/03/2019

    JPX and TOCOM plan to merge this year to create an all-in-one bourse that handles both stocks and commodity futures, but challenges will remain even after a final agreement is reached.

    Trading & Investment

    UK FCA Fines UBS for MiFID Transaction Reporting Failures

    By Editors | 22/03/2019

    Over 9.5 years, UBS AG made 135.8 million errors in its transaction reporting, over a third of which involved erroneously reported transactions which were not in fact reportable.

    Market Data & Technology

    ISDA Publishes Full Version of Derivatives Lifecycle Blueprint

    By Editors | 22/03/2019

    The ISDA Common Domain Model for interest rate and credit derivatives has been published, part of a push to standardise global derivatives trading and automate market practices.

    Structural Regulation

    SEBI Consults on Adoption of Dual Class Share Structures

    By Editors | 22/03/2019

    SEBI’s consultation paper seeks feedback on the issuance of dual class shares by companies already listed in India and those that may be in future.

    Trading & Investment

    RBA’s Kent Urges Continued Preparation for the End of LIBOR

    By Editors | 21/03/2019

    The RBA’s Christopher Kent urges market participants to continue preparing for the end of LIBOR by moving to alternative RFRs and adopting more robust fall-back provisions in contracts.

    Trading & Investment

    Shanghai’s New High-Tech Board Starts Receiving IPO Applications

    By Editors | 20/03/2019

    Eleven firms have so far announced plans to list on the new board, six of which are already traded on OTC markets or other exchanges.

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