Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Conduct, Culture & Accountability

    SFC Extends Compliance Deadline for New Rules on Complex Products

    By Editors | 20/03/2019

    The SFC has extended the deadline for compliance with new rules requiring firms to ensure client suitability when selling complex products by two months.

    Trading & Investment

    ASIFMA Paper Offers Policy Suggestions on Improving China Market Access

    By Manesh Samtani | 20/03/2019

    A new ASIFMA paper provides policy recommendations for making China’s capital markets easier to access and more attractive to foreign institutional investors.

    Trading & Investment

    NSE-SGX Final Arbitration Decision Deferred to December 2020

    By Editors | 20/03/2019

    The deferment means Singapore Exchange will be able to continue offering SGX Nifty products until a long term solution is agreed.

    Cryptocurrency

    Japan to Impose Margin Trading Limits in Cryptocurrency Sector

    By Editors | 20/03/2019

    New rules will limit cryptocurrency margin trading to two-to-four times initial deposits and require exchanges offering margin facilities to register separately with government.

    Structural Regulation

    Vietnam Ups Pressure on Banks to List Before 2020

    By Editors | 19/03/2019

    Vietnam’s prime minister has approved a scheme that will force banks to list on a stock exchange by 2020. Banks are currently reluctant to go public due to poor market conditions.

    Structural Regulation

    Brunei Earmarks $300mn for Proposed Stock Exchange

    By Editors | 19/03/2019

    Brunei’s government has agreed on a budget of more than $300mn to establish the country’s first stock exchange in the next few years.

    Cryptocurrency

    Singapore Court Rules in First Case Involving Cryptocurrency

    By Manesh Samtani | 19/03/2019

    The Singapore International Commercial Court has ruled that crypto exchange Quoine was liable for a “breach of contract and breach of trust” by reversing seven trades in April 2017.

    Trading & Investment

    MAS Publishes Finalised Mandatory Trading Regulations for Derivatives

    By Kai Loon Loh | 19/03/2019

    Kai Loon Loh and Patrick Phua at global law firm Ashurst sum up the key takeaways from the MAS response to consultative feedback and the now-finalised mandatory trading regulations.

    Conduct, Culture & Accountability

    SFC Fines BOCI Securities for ‘Systemic Deficiencies’ in Selling Practices

    By Editors | 19/03/2019

    BOCI Securities failed to comply with requirements relating to client profiling, product due diligence, and suitability assessment in its sale and distribution of investment products.

    Structural Regulation

    Tokyo Bourse to Cut a Third of Companies from First Section

    By Editors | 18/03/2019

    The Tokyo Stock Exchange plans to raise the minimum market cap for companies to maintain a listing on its First Section and require English language quarterly earnings disclosures.

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