Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    Bursa Malaysia Enhances ETF Framework, Effective in January

    By Editors | 10/12/2018

    “The introduction of innovative ETF products is a welcome development for our ETF market, and should lead to a more vibrant ETF ecosystem,” said Bursa Malaysia chief Tajuddin.

    Trading & Investment

    China to Include Dual Class Shares in Southbound Stock Connect Trading

    By Editors | 10/12/2018

    Chinese stock exchanges will work with HKEX to formulate rules enabling mainland investors’ access to Hong Kong-listed dual class shares by mid-2019, after banning them in July.

    Trading & Investment

    Shanghai-London Stock Connect Launch Delayed – Report

    By Editors | 07/12/2018

    The launch has reportedly been delayed in connection with a Brexit parliamentary vote and a lack of clarity from Chinese regulators on technical issues.

    Structural Regulation

    SFC Revised Code for Funds to Take Effect from January 2019

    By Manesh Samtani | 07/12/2018

    Amended ‘Code on Unit Trusts and Mutual Funds’ to take effect in January with 12-month transition period. Proposals on classification of derivatives funds have been revised.

    Structural Regulation

    SEBI Consults on Proposals to Allow Indian Firms to List Overseas

    By Editors | 05/12/2018

    An expert panel constituted by SEBI has issued recommendations that, if adopted, would enable Indian firms to list overseas and foreign companies to list directly in India.

    Trading & Investment

    CBIRC Issues Rules for Banks on Wealth Management Subsidiaries

    By Editors | 04/12/2018

    Wealth management subsidiaries set up by commercial banks can directly invest funds from wealth management products into the stock market.

    Structural Regulation

    CSRC Approves UBS Majority Control of China Securities JV

    By Editors | 04/12/2018

    UBS will become the first foreign financial institution to take a controlling stake in a China-based securities joint venture, having now received formal approval from the CSRC.

    Trading & Investment

    China Eases Restrictions on Index Futures Trading

    By Editors | 04/12/2018

    The CFFEX has lowered margin requirements and trading costs on stock index futures, while also raising the daily trading limit on individual futures products.editors

    Trading & Investment

    Huatai Securities Wins First Approval to Issue GDRs in London

    By Editors | 03/12/2018

    The approval marks the launch of the Shanghai-London Stock Connect, which allows China- and London-listed firms to issue depository receipts in each other’s markets.

    Trading & Investment

    China Enables Bond Market Access Through Bloomberg Terminal

    By Editors | 03/12/2018

    The PBOC says preparatory work has been completed to enable international investors’ access to China’s interbank bond market, via Bond Connect, through Bloomberg terminals.

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