Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    Singapore Consults on Rule Changes for Market Operators

    By Garima Chitkara | 24/05/2018

    MAS launched two consultations to change its market operator regime and its product notification regime; changes made to support new business models in financial services.

    Trading & Investment

    NSE Takes Legal Action to Prevent SGX India Derivatives Launch

    By Garima Chitkara | 24/05/2018

    NSE is seeking to prevent SGX from launching India equity derivative products in June; NSE previously terminated its data sharing agreement with SGX for its Nifty futures offering.

    Structural Regulation

    SFC Expands Professional Investor Rules

    By JP Reimann | 21/05/2018

    SFC’s new professional investor rules will expand categories, amend qualification threshold starting from 13 July 2018.

    Trading & Investment

    NSE Receives CFTC Approval to Sell Futures to US Customers

    By Garima Chitkara | 21/05/2018

    NSE can sell futures products to US investors without the later having to register separately as a futures merchant; CFTC approval hinges on information exchange on NSE transactions with SEBI.

    Trading & Investment

    London Exchange Releases Shanghai Trading Link Blueprint

    By Manesh Samtani | 21/05/2018

    London-Shanghai Stock Connect to start later this year; SSE companies worth over CNY20bn will be allowed to list up to 15% of total share capital in the UK.

    Trading & Investment

    China-backed Derivatives Exchange APEX Set for Launch in Singapore

    By Manesh Samtani | 21/05/2018

    Asia Pacific Exchange will become Singapore’s third derivatives exchange, initially offering dollar-denominated and physically tradable palm olein futures starting 25 May.

    Structural Regulation

    Hong Kong Allows Corporate Setup for Investment Funds

    By JP Reimann | 18/05/2018

    SFC’s new open-ended fund company (OFC) regime will allow investment funds to set up under corporate structures starting from 30 July 2018.

    Trading & Investment

    BSE Receives US SEC “Designated Offshore Securities Market” Status

    By Garima Chitkara | 17/05/2018

    Designation will allow Indian exchange BSE to sell securities to US investors without needing to register them with the US SEC.

    Structural Regulation

    ASIFMA: China’s Reforms Target Increased Foreign Participation

    By Manesh Samtani | 17/05/2018

    Beijing-based panellist emphasised the rule of law, clear and transparent regulation and increased competition from foreign intermediaries as key to China’s opening up.

    Structural Regulation

    Shanghai to Allow Foreign Banks to Set Up Branches, Subsidiaries

    By Garima Chitkara | 16/05/2018

    China will allow foreign banks to set up branches and subsidiaries in Shanghai amid a host of measures to further open up the city’s financial sector.

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