Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    ASIC Consults on Relief from Naked Short Selling Prohibitions

    By Garima Chitkara | 16/05/2018

    ASIC proposes to grant legislative relief on naked short selling prohibitions for ETF market-making, corporate actions and IPO sell-downs.

    Structural Regulation

    New SEBI Committee to Rework FPI Rules

    By Garima Chitkara | 16/05/2018

    New committee to rationalise foreign investment rules and remove ambiguities and gaps in the FPI regime while keeping the broad framework intact.

    Trading & Investment

    HKMA Reveals Details of Pilot Bond Grant Scheme

    By Garima Chitkara | 14/05/2018

    Eligible bond issuers can apply for a grant equivalent to half of eligible issuance expenses, including for debt origination and structuring, legal, audit, sales and distribution, up to HKD2.5mn.

    Trading & Investment

    China Launches Tri-party Repos

    By Garima Chitkara | 14/05/2018

    First tri-party repo transactions concluded among seven institutions on the Shanghai Stock Exchange on 9 May 2018.First tri-party repo transactions concluded among seven institutions on the Shanghai Stock Exchange on 9 May 2018.

    Structural Regulation

    JPMorgan Seeks Majority Stake in China Ventures

    By Manesh Samtani | 14/05/2018

    The US bank’s Hong Kong unit has applied for 51% stake in a Chinese securities firm; also announced plans for majority stake in its fund management joint venture.

    Trading & Investment

    S.Korea FSS Expands Inspections at Brokerages

    By Manesh Samtani | 11/05/2018

    The FSS will carry out on-site inspections at 32 brokerages and Koscom, following dividend error which saw Samsung Securities issue $100bn in ‘ghost stocks’ last month.

    Structural Regulation

    CSRC Consults on Rules for Foreign Ownership in Securities Firms

    By Manesh Samtani | 09/05/2018

    Foreign majority shareholders must be reputable financial institutions with three year track record; Nomura becomes the latest to seek establishment of majority owned joint venture securities firm in China.

    Trading & Investment

    SEBI Extends Trading Hours for Equity Derivatives

    By Manesh Samtani | 09/05/2018

    The move will align trading hours of equity derivatives with commodity derivatives, effective 1 October, when individual Indian exchanges are also set to integrate stock and commodity trading.

    Trading & Investment

    China Bourses to Acquire 25pc of Dhaka Stock Exchange

    By Manesh Samtani | 09/05/2018

    Shanghai, Shenzhen exchanges will assist the DSE with trading technology, market cultivation, and product development as part of the USD111.6 million deal.

    Trading & Investment

    Korea Joins Regional Peers in Adopting AI-based Market Surveillance

    By JP Reimann | 08/05/2018

    KRX launches new market surveillance system based on artificial intelligence; reduces time to secure data on suspicious transactions from 5 days to 1 hour.

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