Trading & Investment

Structural Regulation

Vietnam Commercial Banks to List Soon

By Samuel Riding | 21/12/2016

Move aims to improve bank share liquidity, protect investors.

Trading & Investment

CSRC Investigating Alleged Bond Default at Brokerage

By Samuel Riding | 21/12/2016

Regulator conducts on-site investigation of Sealand Securities amid bond market squeeze.

Trading & Investment

Hong Kong Trials Short Position Reporting Rules

By Samuel Riding | 20/12/2016

New requirements due to come into effect on March 15.

Trading & Investment

India Set to Finalise Commodity Options Regime

By Samuel Riding | 20/12/2016

Sources say SEBI aims to finalise regulatory framework before Union Budget in February.

Clearing & Post-Trade

EC Grants CCP/Trading Venue Equivalency to 6 APAC Jurisdictions

By Samuel Riding | 20/12/2016

CCP regulation deemed equivalent in India, New Zealand and Japan; venues in Australia, Japan and Singapore.

Trading & Investment

Deloitte’s NSE Audit Finds ‘Technical Lapses’

By Samuel Riding | 16/12/2016

No individual involvement or human fault involved, report will say.

Trading & Investment

MAS Proposes Short-selling Disclosure Rules

By Samuel Riding | 16/12/2016

Some trades to be reported to exchange, others to the regulator itself.

Structural Regulation

Indonesia Exchange Re-expands Price Swing Limits

By Samuel Riding | 16/12/2016

Stocks can now rise or fall 20% in a session; previous downside limit was 10%.

Capital Adequacy

Japan – 2016 in Review

By Samuel Riding | 15/12/2016

Japanese regulators break from the pack on capital regulation, HFT and fintech.