Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    New Zealand to Revise Regulatory Reporting Framework

    By Samuel Riding | 11/10/2016

    Regulator consults on what information should be gathered from intermediaries.

    Trading & Investment

    SEBI to Tighten Investment Adviser Rules

    By Samuel Riding | 10/10/2016

    Revisions aim to address gaps and overlapping laws and standard regulations

    Market Abuse

    Korea to Reform Short-Selling Rules

    By Samuel Riding | 07/10/2016

    Measures will aim to prevent losses due to delayed disclosure of foreign developments.

    Trading & Investment

    Vietnam to Launch Combined Stock Index

    By Samuel Riding | 05/10/2016

    Move follows plan for derivatives market in effort to attract more foreign investment.

    Trading & Investment

    India Kicks off Commodity Options Regime

    By Samuel Riding | 29/09/2016

    Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.

    Trading & Investment

    HKEX Issues SZ-HK Stock Connect Rules

    By Samuel Riding | 29/09/2016

    Information book, SEHK rules and FAQs amended.

    Structural Regulation

    SEBI Details Commodity Exchange Investor Protection Rules

    By Samuel Riding | 28/09/2016

    All penalties levied by exchanges will enter investor protection fund.

    Structural Regulation

    Asia Regulations Hindering ETF Adoption

    By Samuel Riding | 28/09/2016

    Stringent rules make ‘speed to market’ slower than in other regions despite clear market appeal.

    Structural Regulation

    China to Clarify Foreign Fund Offering Rules

    By Samuel Riding | 28/09/2016

    CSRC to work with AMAC to address foreign asset managers’ concerns

    Trading & Investment

    Emerging Asia Heads Decline in Banks’ Relevance – EY

    By Samuel Riding | 27/09/2016

    Lack of trust one of the main factors turning consumers away from traditional banks, report suggests.

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