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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
New Zealand to Revise Regulatory Reporting Framework
By Samuel Riding | 11/10/2016
Regulator consults on what information should be gathered from intermediaries.
Trading & Investment
SEBI to Tighten Investment Adviser Rules
By Samuel Riding | 10/10/2016
Revisions aim to address gaps and overlapping laws and standard regulations
Market Abuse
Korea to Reform Short-Selling Rules
By Samuel Riding | 07/10/2016
Measures will aim to prevent losses due to delayed disclosure of foreign developments.
Trading & Investment
Vietnam to Launch Combined Stock Index
By Samuel Riding | 05/10/2016
Move follows plan for derivatives market in effort to attract more foreign investment.
Trading & Investment
India Kicks off Commodity Options Regime
By Samuel Riding | 29/09/2016
Advisory committee recommends SEBI permit trading; regulator to issue guidelines ‘in due course’.
Trading & Investment
HKEX Issues SZ-HK Stock Connect Rules
By Samuel Riding | 29/09/2016
Information book, SEHK rules and FAQs amended.
Structural Regulation
SEBI Details Commodity Exchange Investor Protection Rules
By Samuel Riding | 28/09/2016
All penalties levied by exchanges will enter investor protection fund.
Structural Regulation
Asia Regulations Hindering ETF Adoption
By Samuel Riding | 28/09/2016
Stringent rules make ‘speed to market’ slower than in other regions despite clear market appeal.
Structural Regulation
China to Clarify Foreign Fund Offering Rules
By Samuel Riding | 28/09/2016
CSRC to work with AMAC to address foreign asset managers’ concerns
Trading & Investment
Emerging Asia Heads Decline in Banks’ Relevance – EY
By Samuel Riding | 27/09/2016
Lack of trust one of the main factors turning consumers away from traditional banks, report suggests.
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