Trading & Investment

Trading & Investment

Indonesia to Allow Banks to Offer ‘Call Spreads’

By Samuel Riding | 14/07/2016

Largest banks can issue the complex structured products to corporate customers for specific transactions

Structural Regulation

SEBI Sets Out InvIT Valuation Rules

By Samuel Riding | 13/07/2016

Regulator proposes mandatory disclosures, combination of domestic and international accounting standards.

Trading & Investment

Foreign Securities Firms Can Invest in A-shares – CSRC

By Samuel Riding | 13/07/2016

Securities regulator confirms wholly-owned and JV enterprises can register as private securities firms.

Fraud, Scams & Cybercrime

CSRC Conducts Forcible De-listing

By Samuel Riding | 11/07/2016

Securities regulator declares “zero tolerance” for IPO fraud in effort to restore stock market credibility.

Trading & Investment

BSE Seeks Approval for Commodity Derivatives Platform

By Samuel Riding | 11/07/2016

Exchange has approached securities regulator for approval of GIFT City-based platform.

Structural Regulation

SEBI to Strengthen Supervision of Bond Rating Agencies

By Samuel Riding | 08/07/2016

Board member Rajeev Kumar Agarwal says to also simplify FPI procedures, crack down on ‘black money’.

Structural Regulation

ASIC Warns on Unlicensed OTC

By Samuel Riding | 07/07/2016

Securities regulator has contacted 40 unlicensed operators, 21 have taken remedial measures.

Trading & Investment

SEBI Seeks Clarity on Algo-trading Violations

By Samuel Riding | 07/07/2016

Securities regulator to bring National Stock Exchange before technical advisory committee.

Trading & Investment

S.Korea to Tighten Investor Self-Assessment

By Samuel Riding | 05/07/2016

Regulator to encourage more stringent assessment of suitability for investment activities.