ADVERTISEMENT
Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Structural Regulation
Additional SFC Powers Said to Impede Market Growth
By Samuel Riding | 25/07/2016
Chamber of Hong Kong Listed Companies says reform will threaten market development.
Structural Regulation
Malaysia to Enhance CIS Framework
By Samuel Riding | 21/07/2016
Securities Commission also proposes new rules on unit trusts expected to shorten time to market.
Structural Regulation
CSRC Tightens Leverage Rules for Structured Product Purchases
By Samuel Riding | 21/07/2016
New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.
Market Data & Technology
ASX Chooses Metamako
By Samuel Riding | 21/07/2016
Australian exchange to use Metamako for real-time monitoring of new trading platform.
Trading & Investment
Japan Exchange Group (JPX) Launches Next Generation Technology Suite Powered by Nasdaq
By Samuel Riding | 20/07/2016
Japan Exchange Group (JPX) and Nasdaq officially announce JPX has gone live with new next-generation derivatives trading system for Osaka Exchange.
Trading & Investment
SFC Said Surveying Brokerages on Dark Pool Compliance
By Samuel Riding | 19/07/2016
Dark pools comprised about 1.6% of Hong Kong securities market turnover last month.
Trading & Investment
SGX: Failure is Not an Option
By Peter Guy | 18/07/2016
Exchange collapse shows officials’ inability to bring certainty.
Trading & Investment
LSE-SHSE Link Study Making ‘Good Progress’ – CSRC
By Samuel Riding | 15/07/2016
London exchange chief says Brexit vote has created uncertainty but has limited overall impact.
Trading & Investment
ASIC Issues IPO Due Diligence Report
By Samuel Riding | 15/07/2016
Poor due diligence correlates with defective prospectus disclosures, study finds.
Structural Regulation
ASIC Consults on Market, Securities Class Orders
By Samuel Riding | 14/07/2016
Regulator proposes to remake nine instruments, vary or repeal three.
JOIN OUR NEWSLETTER
An exclusive weekly selection of top stories from the Regulation Asia editorial team.