Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    Additional SFC Powers Said to Impede Market Growth

    By Samuel Riding | 25/07/2016

    Chamber of Hong Kong Listed Companies says reform will threaten market development.

    Structural Regulation

    Malaysia to Enhance CIS Framework

    By Samuel Riding | 21/07/2016

    Securities Commission also proposes new rules on unit trusts expected to shorten time to market.

    Structural Regulation

    CSRC Tightens Leverage Rules for Structured Product Purchases

    By Samuel Riding | 21/07/2016

    New rules lower limits for investor borrowing to buy products managed by brokers, asset managers.

    Market Data & Technology

    ASX Chooses Metamako

    By Samuel Riding | 21/07/2016

    Australian exchange to use Metamako for real-time monitoring of new trading platform.

    Trading & Investment

    Japan Exchange Group (JPX) Launches Next Generation Technology Suite Powered by Nasdaq

    By Samuel Riding | 20/07/2016

    Japan Exchange Group (JPX) and Nasdaq officially announce JPX has gone live with new next-generation derivatives trading system for Osaka Exchange.

    Trading & Investment

    SFC Said Surveying Brokerages on Dark Pool Compliance

    By Samuel Riding | 19/07/2016

    Dark pools comprised about 1.6% of Hong Kong securities market turnover last month.

    Trading & Investment

    SGX: Failure is Not an Option

    By Peter Guy | 18/07/2016

    Exchange collapse shows officials’ inability to bring certainty.

    Trading & Investment

    LSE-SHSE Link Study Making ‘Good Progress’ – CSRC

    By Samuel Riding | 15/07/2016

    London exchange chief says Brexit vote has created uncertainty but has limited overall impact.

    Trading & Investment

    ASIC Issues IPO Due Diligence Report

    By Samuel Riding | 15/07/2016

    Poor due diligence correlates with defective prospectus disclosures, study finds.

    Structural Regulation

    ASIC Consults on Market, Securities Class Orders

    By Samuel Riding | 14/07/2016

    Regulator proposes to remake nine instruments, vary or repeal three.

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