Trading & Investment

Trading & Investment

S.Korea Amends Private Fund Investment Law

By Samuel Riding | 11/01/2016

New category of private funds for professional investors to be allowed to invest in any asset type.

Trading & Investment

Breaking the Circuit Breakers

By Peter Guy | 11/01/2016

There’s actually no irony in circuit breakers creating and feeding more panic. Don’t forget that runs on banks happen because of an eventual belief withdrawals will be allowed.

Structural Regulation

SZSE Revises Disclosure Requirements

By Samuel Riding | 11/01/2016

Shenzhen exchange introduces pre-announcement system for stake reductions by major shareholders.

Trading & Investment

CSRC Suspends Circuit Breaker; Chief Said to Resign

By Samuel Riding | 08/01/2016

Xiao Gang reported to have resigned after CSRC acknowledges failure to calm markets.

Structural Regulation

Regulatory Intervention Fails to Halt China Stocks Rout

By Samuel Riding | 07/01/2016

Circuit-breaker kicks in for second day as Shanghai, Shenzhen tumble.

Trading & Investment

How Digital Channels are Influencing Investor Behaviour

By Peter Guy | 04/01/2016

Widespread technology is powering a revolution in financial services. This is forcing clients and wealth managers to redefine their relationships.

Trading & Investment

Regulations 2015 – Don’t Look Back

By Peter Guy | 29/12/2015

Financial regulations were as unstable as global markets in 2015. Here are the highlights.

Trading & Investment

IOSCO Reports on Trading Venue, Intermediary Continuity

By Samuel Riding | 22/12/2015

Publications cover trading platform risk mitigation, standards for regulation of intermediaries.

Structural Regulation

PSE-PSD Merger Deadline Extended

By Samuel Riding | 21/12/2015

SEC gives Philippine Stock Exchange extra 45 days to respond to queries on proposed merger with fixed income bourse operator.