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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
SEBI Open to Changing ETF Norms: Sinha
By Editors | 28/10/2015
Head of Indian regulator says willing to consult with market participants and experts.
Cloud & Infrastructure
When Regulations and Technology Clash
By Peter Guy | 26/10/2015
The ill-conceived pursuit of technology innovations by wealth managers and over cautious regulations are causing more uncertainty among clients.
Trading & Investment
ASIC Publishes Results of New Reviews of HFT and Dark Liquidity
By Editors | 26/10/2015
ASIC releases report examining the impact of high-frequency trading on Australian equity and futures markets and dark liquidity on Australian equity markets.
Structural Regulation
SEBI Forms New Depts to Regulate Commodity Markets
By Editors | 24/10/2015
The Securities and Exchange Board of India has announced the formation of seven departments for regulating the commodities derivatives market.
Trading & Investment
SEBI Issues Risk Mgt Framework for Regional Commodity Bourses
By Editors | 23/10/2015
The Securities and Exchange Board of India has issued a comprehensive risk management framework for regional commodity derivatives exchanges, to be implemented by April 1, 2016.
Trading & Investment
India Bourse Offers Incentives to Boost ETF Segment
By Editors | 17/10/2015
The National Stock Exchange of India has started its new incentive scheme for market makers to boost liquidity in exchange traded funds.
Trading & Investment
Super Funds, Tax Policy Holding Back Bond Market
By Editors | 16/10/2015
David Murray has pointed the finger at superannuation fund trustees and a distortive tax system for Australia’s underdeveloped corporate bond market, which he says is hurting companies and retirees.
Trading & Investment
SEBI Seeks to End Rating Suspensions by Agencies
By Editors | 16/10/2015
The Securities and Exchange Board of India has asked credit rating agencies to suggest ways to avoid rating suspensions if a company stops providing adequate information.
Trading & Investment
Hong Kong to Introduce New Commodities Contracts
By Editors | 14/10/2015
Hong Kong Exchanges and Clearing plans to introduce London Nickel Mini Futures, London Tin Mini Futures and London Lead Mini Futures contracts.
Trading & Investment
China Drafts New Rules to Govern Automated Trading
By Editors | 12/10/2015
China has issued draft regulations governing automated trading on three exchanges which include the adoption of a net daily purchase quota for some securities.
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