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Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.
Trading & Investment
Direct Access to India’s Mutual Fund Houses Lowers Fees for Investors
By Editors | 11/08/2015
Fund houses in India are focusing on directly selling their mutual fund schemes to investors, thereby lowering fees by cutting out distributors.
Trading & Investment
China Plans Initiatives to Boost Bond Market
By Editors | 07/08/2015
China’s National Development and Reform Commission says it will further develop the bond market using initiatives to boost debt funding for infrastructure projects which will also server to boost the economy.
Trading & Investment
SFC Fines BNP Paribas HK$15m for Dark Pool Failures
By Editors | 04/08/2015
SFC fines BNP Paribas HK$15m for failing to properly prioritise client orders in matching and obtain their consent in relation to its dark liquidity pool trading services.
Trading & Investment
China Imposes Intraday Trading Restriction to Limit Short Selling
By Editors | 04/08/2015
Chinese regulators have restricted short selling of stocks in their latest step to stabilise the equity market and reduce volatility.
Payments & Settlements
China to Allow Foreign Currency Settlement for Commodity Futures
By Editors | 04/08/2015
China will allow overseas investors to trade select domestic commodity futures using foreign currencies for settlement as it seeks greater influence over raw material prices.
Trading & Investment
IOSCO Publishes Review of Timeliness and Frequency of Information Disclosure
By Editors | 03/08/2015
Review finds that timely disclosure requirements on value, risk reward profile and costs of CIS are in place for all jurisdictions.
Structural Regulation
‘Significant Progress’ made in Regulation of Derivative Market Intermediaries, says IOSCO
By Editors | 02/08/2015
The International Organization of Securities Commissions has published its findings on the progress jurisdictions have made in adopting legislation, regulation and policies for derivatives market intermediaries.
Structural Regulation
Commodity Brokers Seek Lower Fees Ahead of SEBI-FMC Merger
By Editors | 02/08/2015
SEBI has proposed treating commodity brokers on par with equity brokers in terms of registration and transaction fees.
Trading & Investment
Bangladesh to Launch First ETF within One Year
By Editors | 01/08/2015
The Bangladesh Securities and Exchange Commission is considering launching an ETF under existing rules for collective investment schemes.
Trading & Investment
China Financial Futures Exchange Signs MoU with Moscow Exchange
By Editors | 28/07/2015
The China Financial Futures Exchange and the Moscow Stock Exchange have signed a memorandum of understanding to deepen their partnerships and promote common development.
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