Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Structural Regulation

    ASIC Blocks Interactive Brokers from FX Business in Australia

    By Editors | 24/06/2015

    The Australian Securities & Investments Commission has told Interactive Brokers to stop offering over-the-counter currency trading in Australia as it does not have the right license to operate.

    Trading & Investment

    HKEx Commodity Connect Scheme Faces Obstacles

    By Editors | 24/06/2015

    HKEx chances of duplicating in metals its success in connecting with stock traders on the mainland may be diminishing.

    Trading & Investment

    HKEx to Revive Closing Auction System, Impose Volatility Controls

    By Editors | 24/06/2015

    The Hong Kong Exchanges and Clearing board has approved two major reforms to regulate stock price movements to be implemented next year.

    Structural Regulation

    Indonesia Regulator May Ease Foreign Ownership Rules for Islamic Banks

    By Editors | 24/06/2015

    Indonesia’s Financial Services Authority says it may ease foreign ownership requirements in cases where an overseas bank plans to convert an Indonesian commercial lender to an Islamic one.

    Trading & Investment

    Bank of China Becomes First Asian Firm to Help Set London Gold Price

    By Editors | 22/06/2015

    Bank of China has been approved to participate in the London Bullion Market Association auction which sets the price of gold in the London market.

    Structural Regulation

    Malaysia Online Submission System to Shorten Time-to-Market for Financial Products

    By Editors | 22/06/2015

    Under Malaysia’s Securities Commission’s new framework wholesale products can be launched once the required information is lodged via its online submission system.

    Structural Regulation

    China Allows Provincial Regulators to Approve Asset-Backed Securities

    By Editors | 20/06/2015

    China has given powers to the provincial offices of its bank regulator to approve asset-backed securities in a bid to quicken the development of the securitisation market.

    Structural Regulation

    India Allows Foreign Venture Funds to Register as Foreign Portfolio Investors

    By Editors | 18/06/2015

    The Securities and Exchange Board of India says Foreign Venture Capital Investors can be granted status as Foreign Portfolio Investors if they meet certain guidelines.

    Trading & Investment

    China Encourages Listing Asset-Backed Securities on Stock Exchange

    By Editors | 18/06/2015

    China will promote the listing of asset-backed securities on stock exchanges, according to a China Banking Regulatory Commission official.

    Trading & Investment

    Hong Kong Brokers to Directly Access London Stock Exchange

    By Editors | 16/06/2015

    The Securities and Futures Commission (SFC) has granted a licence to the London Stock Exchange (LSE) to accept Hong Kong financial firms as exchange members.

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