Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Market Abuse

    ‘Spoofing’: Don’t do the Crime If you Can’t Do The Time

    By Peter Guy | 18/12/2014

    US government tries to criminalise a high frequency trading tactic. Will computers be convicted?

    Trading & Investment

    Hong Kong Exchanges to Boost RMB Currency Futures with New Incentives

    By Editors | 16/12/2014

    Hong Kong Exchanges and Clearing is introducing new incentives for market participants in the renminbi futures market to support its development.

    Trading & Investment

    Taiwan’s FSC to Seek Consensus on Capital Gains Tax

    By Editors | 15/12/2014

    Financial Supervisory Commission chairman Tseng Ming-chung said he will seek a common ground with the Ministry of Finance on an impending capital gains tax issue that targets major stock market players.

    Trading & Investment

    China Approves 12 New IPOs Earlier than Usual

    By Editors | 10/12/2014

    The China Securities Regulatory Commission has approved the initial public offerings of 12 companies, in a move that could temper fluctuations in markets.

    Trading & Investment

    Japan Exchange, SGX in Partnership to Offer New Derivatives

    By Editors | 03/12/2014

    Japan Exchange Group, Inc and Singapore Exchange have signed a letter of intent to collaborate in the the joint development of markets including the derivatives and commodities, and strengthen their partnership.

    Trading & Investment

    S. Korean Regulator to Support Crowdfunding

    By Editors | 02/12/2014

    Financial Services Commission chairman Shin Je-yoon said raising funds via social network services or crowdfunding can turn venture ideas to actual businesses and is a necessary new source of funding.

    Structural Regulation

    Taiwan Regulator to Back 8 Financial Firms in Asia Expansion

    By Editors | 02/12/2014

    Taiwan’s Financial Supervisory Commission said it will pick eight financial holding firms which it could build into regional players in Asia through the provision of regulatory incentives.

    Structural Regulation

    China’s Securities Regulator to Unveil New IPO Rules

    By Editors | 01/12/2014

    The China Securities Regulatory Commission said it has concluded drafting the rules for a new approval management system for initial public offerings in the country’s bourses.

    Trading & Investment

    India’s SEBI to Urge Cash-Rich Firms to Pay Dividends

    By Editors | 28/11/2014

    The Securities and Exchange Board of India said it plans to ask listed cash-rich companies to pay shareholder dividends, and adopt the practice as part of company policy.

    Trading & Investment

    Singapore to Launch Trading Platform for Asian Bonds

    By Editors | 27/11/2014

    Singapore Exchange (SGX) said it plans launch a trading platform for Asian corporate bonds by middle of next year, and has put up a new subsidiary to drive the initiative.

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