Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Trading & Investment

    China-Singapore Strengthen Financial Cooperation

    By Editors | 22/10/2013

    Singapore and China have agreed on new initiatives to strengthen cooperation on financial sector development and regulation. The agreement was […]

    Trading & Investment

    ASIC Releases Further Guidance on Hedge Fund Disclosure

    By Editors | 03/10/2013

    ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]

    Structural Regulation

    ASEAN MoU to Establish Cross-Border Collective Investment Schemes

    By Editors | 01/10/2013

    The ASEAN Capital Markets Forum (“ACMF”) announced that the Securities Commission of Malaysia, the Monetary Authority of Singapore and the […]

    Structural Regulation

    SFC and SEHK Publish Listing Revision on Overseas Companies

    By Editors | 27/09/2013

    The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]

    Trading & Investment

    Value Partners Receive RQFII Approval

    By Editors | 12/09/2013

    The China Securities Regulation Commission (CRSC) has approved Value Partners as a Renminbi Qualified Foreign Institutional Investor (RQFII). With this […]

    Trading & Investment

    Korean Regulator Reviews Foreign Brokerages’ Derivatives Sales

    By Editors | 10/09/2013

    South Korea’s regulatory watchdog the Financial Supervisory Service is reviewing derivatives sales at three foreign brokerages for compliance with the […]

    Trading & Investment

    ASX Releases Consultation on Crossing Rules

    By Editors | 30/08/2013

    On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]

    Structural Regulation

    Strengthening Cooperation between the HKMA and Bank Negara Malaysia

    By Editors | 30/08/2013

    The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]

    Trading & Investment

    ASIC Continues Crackdown on Hybrids

    By Editors | 23/08/2013

    This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]

    Structural Regulation

    SFC Quarterly Update Apr-June 2013

    By Editors | 20/08/2013

    The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]

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