Trading & Investment

    Coverage of regulatory developments, market trends, and operational standards across asset classes, financial products, and trading venues.

    Sustainable Finance

    Compliance Markets, Not VCMs, Present Real Opportunity: ICMA

    By Manesh Samtani | 03/11/2025

    A new paper from the capital markets body highlights the dominance of regulated systems and opportunities in derivatives as Asian nations develop their own schemes

    Clearing & Post-Trade

    India's ICCL Unifies Penalty Framework for Market Limit Violations

    By Editors | 31/10/2025

    The new framework introduces a consolidated penalty structure for trading and position limit violations across equity, currency, and lending segments.

    Trading & Investment

    India: HDFC Bank Executives Placed on Leave for Bond Mis-selling

    By Nithya Subramanian | 31/10/2025

    HDFC Bank is investigating claims that customers were mis-sold Credit Suisse’s AT1 bonds, following compliance lapses flagged by Dubai’s financial regulator.

    Structural Regulation

    SEBI Mandates Phased Overhaul of Key Financial Market Indices

    By Manesh Samtani | 31/10/2025

    SEBI has set new eligibility criteria for key financial indices, mandating phased changes to be completed by March 2026.

    Cryptocurrency

    DBS, Goldman Complete First-ever Interbank Crypto Options Trade

    By Nithya Subramanian | 31/10/2025

    The transaction marks growing maturity of digital asset markets as banks adopt traditional finance risk standards into the crypto ecosystem.

    Trading & Investment

    Sri Lanka to Regulate Financial Planners, Proposes ‘Portfolio for Everyone’ Initiative

    By Mark Johnston | 31/10/2025

    Regulator aims to professionalise personal financial advice and introduce a mass investment scheme via the 2026 budget.

    Trading & Investment

    Hong Kong Promotes Deeper Financial Ties With Saudi Aradia

    By Manesh Samtani | 31/10/2025

    Financial Secretary Paul Chan highlighted the 'Rail-plus-Property' model. HKIC to attract capital and position the city as a key gateway.

    Trading & Investment

    SEBI Must Rethink Its 'Technical Glitch' Rules

    By Saurabh Maheshwari | 31/10/2025

    SEBI's revised framework on technical glitches aims for efficiency but risks leaving millions of retail investors dangerously unprotected.

    Cryptocurrency

    Taiwan FSC Permits, Caps Fund Investment in Bitcoin ETFs

    By Mark Johnston | 31/10/2025

    Regulator limits Bitcoin ETF holdings to five percent of NAV for multi-asset and funds of funds, details other asset caps.

    AI Risk & Governance

    World Bank Deploys AI to Create 'Single Source of Truth' for Bond Issuance

    By Editors | 30/10/2025

    The "SHASTRA" tool uses generative AI to extract trade data from term sheets, aiming to reduce operational risk and create a 'golden copy' for market participants.

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