Operational Risk

    News on frameworks, regulations, and major events related to risks arising from internal processes, systems failures, human errors, or external disruptions.

    Operational Risk

    FSS Korea Orders Real Estate Trusts to Rein in Risk, Boost Accountability

    By Nithya Subramanian | 23/03/2026

    Regulator mandates preemptive provisions and warns against reckless growth ahead of new executive accountability rules taking effect in July.

    Reporting & Disclosures

    Japan, UK Seek Alignment on ISSB, Basel III and Crypto Regulation

    By Manesh Samtani | 20/03/2026

    Regulators discussed sustainability reporting, digital assets, and reaffirmed their commitment to the full, timely, and consistent implementation of Basel III.

    Emerging Prudential Risks

    Australia Flags Heightened Financial Risks, Tightens FI Oversight

    By Sanday Chongo Kabange | 20/03/2026

    Regulators are stress-testing firms and have activated new lending limits, with a sharp focus on operational resilience and ASX governance.

    Emerging Prudential Risks

    Hong Kong Regulators Intensify Monitoring Amid Mideast Tensions

    By Sanday Chongo Kabange | 20/03/2026

    Authorities confirm minimal direct financial exposure to the region but have intensified stress testing and market surveillance in response to geopolitical risks.

    Operational Risk

    China Mandates Credit-Based Regulation for Transport Sector

    By Mark Johnston | 20/03/2026

    Five authorities have set a 2030 deadline for a unified credit system linking ratings to regulatory treatment, market access, and consumer services.

    Conduct, Culture & Accountability

    China Intensifies Banker Pay Reforms With Steep Bonus Cuts

    By Mark Johnston | 18/03/2026

    Regulators are enforcing bonus reductions of up to 50 percent at state-owned firms to correct pay imbalances and advance 'common prosperity'

    Liquidity Risk

    Korea FSS Urges Broker-Dealers to Tighten Risk Controls

    By Sanday Chongo Kabange | 18/03/2026

    The FSS has ordered large securities firms to address risks in real estate PF, overseas assets, and funding amid market volatility.

    Supervision & Enforcement

    China Introduces Rating System for Wealth Management Firms

    By Mark Johnston | 18/03/2026

    The new system will link ratings to market access and regulatory intensity, aiming to curb a focus on scale over quality.

    Operational Risk

    RBI Mandates Disclosure of Deposit Insurance Premiums by Banks

    By Nithya Subramanian | 18/03/2026

    Banks must now report timely payment of DICGC premiums and disclose arrears under new RBI rules aligned with the risk-based premium framework.

    Operational Risk

    APRA Warns Small Mutual Banks on Viability Amid Rising Tech Costs

    By Sanday Chongo Kabange | 18/03/2026

    APRA's Therese McCarthy Hockey highlighted a growing divide in the mutual banking sector, urging smaller players to adapt or risk failure.

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