Operational Risk

Operational Risk

APRA Looks to Bank Boards for Leadership

By Samuel Riding | 12/04/2016

Commonwealth Bank board to provide details of risk culture, plans to improve standards.

Cybersecurity

IOSCO Issues Cyber Risk Study

By Samuel Riding | 07/04/2016

Report explores approach to cyber risks of Singapore and Australian regulators.

KYC & CDD

CBRC Warns Banks on Overseas Risk

By Samuel Riding | 06/04/2016

Regulator says lenders should tighten controls amid allegations of compliance failings.

Clearing & Post-Trade

Preparing for Variation Margining’s ‘Big Bang’

By Samuel Riding | 30/03/2016

Speakers at OTC Derivatives Summit 2016 explore utility and organisational solutions to meeting looming regulatory requirements.

Supervision & Enforcement

Korea to Ease Reporting Requirements for Foreign Banks

By Samuel Riding | 23/03/2016

FSS chief says supervision will shift to ‘ex-post monitoring’ from ‘ex-ante regulations’.

Credit Risk

CBRC Warns on Lending to Industries with Overcapacity

By Editors | 14/03/2016

China banking regulator warns lenders about risks of exposure to borrowers with industrial overcapacity

Credit Risk

Adapting to Indonesian Regulatory Trends

By Wolters Kluwer Financial Services | 04/03/2016

Regulation is increasingly used to inform banks’ risk management and business strategies.

Market Risk

APRA Consults on Non-centrally Cleared Derivative Margins, Risk Mitigation

By Samuel Riding | 26/02/2016

Regulator expects only a small number of institutions to exceed proposed minimum qualifying levels.

KYC & CDD

High Level of Compliance with New Philippines Securities Rules

By Samuel Riding | 21/02/2016

Regulator says 88 of 133 firms meet new regulations despite objections from brokers and dealers association.