Prudential Risk

Operational Risk

BIS Paper Says Suptech Tools Could Diminish Supervisory Judgment

By Manesh Samtani | 12/12/2021

The increasing use of suptech tools may diminish supervisory judgment, which could lead to “supervisory blind spots” and a “broader loss of institutional knowledge”.

AI Risk & Governance

Regulation Asia Awards for Excellence 2021 – Results Announcement

By Editors | 10/12/2021

Regulation Asia held its fourth annual Awards ceremony on 9 December 2021. Here we explain our methodology and announce the winners for the year.

Capital Adequacy

ISDA Named Industry Association of the Year

By Editors | 10/12/2021

ISDA was recognised for its work on LIBOR transition, initial margin compliance, Basel III benchmarking, digitisation initiatives, a new digital documentation platform, and ESG standards.

Reporting & Disclosures

Synpulse Recognised for Work to Address Regulatory Challenges

By Editors | 10/12/2021

Synpulse helped clients with ESG gap assessments, periodic KYC review enhancements, and a data management framework uplift project, among others.

Anti-Money Laundering

PwC Awarded Consulting Firm of the Year

By Editors | 10/12/2021

PwC was recognised for its work in four core areas – risk and regulatory reporting, financial risk management, financial crime compliance and risk mitigation, and cyber and forensics.

ESG Data

Moody’s Analytics Awarded Data Provider of the Year

By Editors | 10/12/2021

Moody’s Analytics datasets include economic data, credit data, financial data, real estate data, financial data, entity data, ESG data and more.

Structural Regulation

ISDA Awarded Best LIBOR Transition Solution for Fallbacks Work 

By Editors | 10/12/2021

The ISDA IBOR Fallbacks Protocol enables market participants to incorporate robust fallbacks into legacy trades referencing LIBOR, significantly mitigating systemic risk.

Model Risk

IHS Markit Recognised for Initial Margin Compliance SaaS Tool

By Editors | 10/12/2021

IHS Markit automates and streamlines the entire collateral management cycle, including IM calculation, margin call settlement, and dispute management.

Clearing & Post-Trade

TriOptima Awarded Best Solution in Initial Margin Compliance

By Editors | 10/12/2021

TriOptima provides full support for initial margin compliance, including IM calculation, back-testing, margin workflow automation, collateral settlement and reconciliation.