Prudential Risk

    Resolution & Recovery

    Resolution Authorities Should Have Operational Independence: BIS

    By Ranamita Chakraborty | 12/05/2021

    The institutional location of the resolution function is commonly the central bank, prudential supervisor or deposit insurer. This decision often entails trade-offs.

    Operational Risk

    APRA to Adopt Standard Quarterly Reporting Due Dates for ADIs

    By Editors | 12/05/2021

    APRA will implement the due date of 35 calendar days after the reporting period for all quarterly reporting forms, except for the modernised EFS reporting forms.

    Supervision & Enforcement

    RBI to Review Supervisory Process for Banks, UCB, NBFCs

    By Ranamita Chakraborty | 12/05/2021

    Firms are invited to help the RBI review its supervisory processes for the banking sector and the supervisory ratings models used for UCBs and NBFCs.

    Operational Risk

    FSC Taiwan to Order LINE Bank to Improve Operations

    By Sanday Chongo Kabange | 11/05/2021

    The FSC says LINE Bank’s report explaining its launch day system failure was not satisfactory. The regulator will ask the bank improves its operations.

    Capital Adequacy

    APRA Asked to Ensure Fairness in Capital Framework

    By Ranamita Chakraborty | 11/05/2021

    The calibration of overall capital requirements should not increase capital requirements for standardised banks, COBA said in a submission to APRA.

    Credit Risk

    Korea Offers Additional Support to SMEs, Low-Rated Corporates

    By Sanday Chongo Kabange | 10/05/2021

    The FSC has announced additional support for SMEs, low-rated companies, and corporate bond and CP issuers.

    Capital Adequacy

    APRA Consults on Additional Revisions to Capital Rules

    By Manesh Samtani | 10/05/2021

    In an October 2019 consultation, APRA proposed that banks would have to hold more capital against equity investments in large subsidiaries.

    Credit Risk

    S. Korea to Curb Household Debt Through DSR Rule Changes

    By Ranamita Chakraborty | 10/05/2021

    Regulators will apply the debt service ratio at the individual borrower level rather than at the financial institution level.

    Clearing & Post-Trade

    Standard-setters Examine Margin Practices of Market Participants

    By Editors | 08/05/2021

    Market participants are invited to complete a survey as part of a review of margining practices in cleared and uncleared markets.

    Credit Risk

    Industry Body Outlines Best Practices in CCP Credit Risk Management

    By Editors | 08/05/2021

    The best practices cover governance, model validation, annual credit reviews, operational capabilities, risk management, and portfolio monitoring.

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