Prudential Risk

Conduct, Culture & Accountability

GRC – The Path to Managing Regulatory Change Intelligently

By Derek McGibney | 29/06/2017

Why small and medium-sized firms don’t need an ‘oversized’ compliance effort.

Anti-Money Laundering

Southeast Asia Roundup

By Editors | 29/06/2017

The Philippine government passed amendments to the country’s AML (anti-money laundering) law, bringing casinos under it’s rules for the first […]

Clearing & Post-Trade

CPMI-IOSCO Open CCP Stress Testing Consultation

By Editors | 27/06/2017

Paper follows research on financial stability risks, FSB consultation on CCP resolution.

Conduct, Culture & Accountability

HKFE, SFC Fire off Conduct Warnings to Brokers

By Editors | 23/06/2017

A range of compliance and control issue failures uncovered at securities brokers in Hong Kong has prompted the SFC (Securities […]

Structural Regulation

China Regulators Reaffirm Reform Push after MSCI Decision

By Editors | 23/06/2017

China’s securities and foreign exchange regulators, central bank and CIPS (the China International Payments System) signaled their intention to introduce […]

Emerging Prudential Risks

IMF Urges Japan to Contain Financial Risks

By Editors | 22/06/2017

Japan has been urged to contain financial risks by the IMF (International Monetary Fund) after its Article IV Consultation for […]

Capital Adequacy

India Set to Delay Basel III Implementation

By Editors | 22/06/2017

The Indian government and central bank are in talks on delaying the implementation of Basel III to beyond its March […]

Market Risk

Updated – Singapore to Delay FRTB, IRRBB, SA-CCR

By Samuel Riding | 22/06/2017

MAS has privately told banks it will alter the implementation timelines for several regulations including FRTB, Regulation Asia can reveal.

Credit Risk

Moody’s Downgrades Australian Banks on Debt Challenges

By Editors | 21/06/2017

Twelve Australian banks have been downgraded by Moody’s Investors Service as they face “elevated risks in the household sector which […]