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Conduct, Culture & Accountability
ASIC Releases Remediation Guidelines for Financial Advisers
By Samuel Riding | 16/09/2016
Measures aim to prevent systemic risk arising from advisers’ conduct.
Resolution & Recovery
Sri Lanka Central Bank Establishes Resolution Division
By Samuel Riding | 15/09/2016
Central bank to overhaul regulatory framework to strengthen licensed financial companies.
Credit Risk
Chinese Banks’ Performance Under Pressure – Moody’s
By Samuel Riding | 14/09/2016
Transition brings its own risks and will take time to compensate for current weakness, report says.
Capital Adequacy
BCBS Issues Basel III Progress Report
By Samuel Riding | 14/09/2016
Document covers 36 Asia-Pacific banks in Committee’s Group 1 category.
Operational Risk
Vietnam Bank Supervision Failing, Academic Says
By Samuel Riding | 13/09/2016
Banking Academy deputy director cites supervision failures; suggests sector restructuring did not have desired impact.
Structural Regulation
CSRC Set to Retain Independence
By Samuel Riding | 13/09/2016
Regulator likely to remain standalone watchdog; CBRC and CIRC could still be merged.
Structural Regulation
CFTC Grants Japan Comparability on Un-cleared Swaps
By Samuel Riding | 12/09/2016
US regulator votes 2-to-1 to grant comparability on un-cleared swaps margining, eligible collateral.
Credit Risk
CBRC Asks Banks to Set Up Creditor Committees
By Samuel Riding | 12/09/2016
Committees required to relieve debt burden rather than recall loans, stop lending.
Credit Risk
Taiwan Toughens Derivative Account Rules
By Samuel Riding | 09/09/2016
Applications for retail and institutional client accounts require central bank approval.
Structural Regulation
Asian Fund Managers Seeking Post-Brexit Reassurance: Sean Tuffy
By Samuel Riding | 07/09/2016
BBH’s head of regulatory intelligence suggests more funds are considering locating outside London.
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