Prudential Risk

Capital Adequacy

CSRC Revises Securities Firm Risk Controls

By Samuel Riding | 20/06/2016

Measures include risk management staffing, system requirements to be implemented on 1 October.

Credit Risk

Vietnam Tells Foreign Banks to Report IR Data

By Samuel Riding | 19/06/2016

State bank says foreign lenders should also report information on loans and ‘capital mobilisation’.

Liquidity Risk

HK SFC Planning Fund Liquidity Rules

By Editors | 17/06/2016

Regulators’ increasingly concerned about role of investment funds as source of systemic risk.

Structural Regulation

No Super-Regulator Soon, China Think Tank Says

By Samuel Riding | 17/06/2016

Influential research center says reform should focus on ‘regulatory philosophy’ over next 2-3 years.

Liquidity Risk

S.Korea Revamps Capital Control Rules

By Samuel Riding | 17/06/2016

Authorities concerned about capital outflows due to ‘external risks’.

Payments & Settlements

Japan Probes Banks’ Currency Settlement Risk

By Samuel Riding | 16/06/2016

Financial Services Agency to check whether banks and brokers use automated services.

Emerging Prudential Risks

Regulation and the Buy Side’s Role in Liquidity

By Samuel Riding | 16/06/2016

Asian regulators are starting to consider how to minimise the risks in investment funds’ growing role as market makers.

Operational Risk

AxiomSL, SAP Launch Regulatory Data Product

By Samuel Riding | 15/06/2016

Platform supports regulatory and risk reporting, data aggregation.

Resolution & Recovery

PBOC to Allow FI Bankruptcies

By Samuel Riding | 14/06/2016

Deputy governor says orderly market exits for financial institutions should be encouraged.