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AUSTRALIA
AML / KYC
ASIC Registry Upgrade Project to Include “Director ID Linking”
By Thisanka Siripala | 10/04/2025
As part of its RegistryConnect programme, ASIC is working on linking the director ID register with the Companies Register.
Enforcement
RBA “Lost Confidence” in ASX Months Before December Outage – Report
By Sanday Chongo Kabange | 10/04/2025
The RBA had warned ASX in a September 2024 confidential that it had lost confidence in the exchange’s ability to manage its operations and risks.
AML / KYC
Australian Sanctions Office Unveils New Approach to Oversight
By Nathan Lynch | 10/04/2025
The ASO’s new policy paper provides valuable guidance for firms navigating the complex international sanctions landscape, writes Nathan Lynch.
New Zealand’s CoFI Implementation Starts Well, Says FMA
By Thisanka Siripala | 08/04/2025
The FMA issued a report presenting findings from a review of 38 fair conduct programmes from FIs operating in New Zealand.
Market Infrastructure
ASX Faces Renewed Resistance on Dual-Class Shares Proposal
By Thisanka Siripala | 08/04/2025
ASX is seeking to introduce dual-class shares to attract more listing candidates but there are concerns that some shareholders would be given too much power.
Enforcement
New Zealand FMA Files Civil Action Against IAG for Fair Dealing Breaches
By Thisanka Siripala | 08/04/2025
Approximately 269,000 customers were affected by incorrect pricing breaches, with overcharges totalling NZD 35 million.
Enforcement
Time to Get Serious About Culture Risk Governance & Supervision
By Stephen Scott | 08/04/2025
More than five years after the Hayne Royal Commission, Australians are grappling with twin crises at ANZ and ASX, writes Stephen Scott.
Capital / Liquidity
RBNZ Invites Non-Bank Deposit Takers to Apply for ESAS Access
By Sanday Chongo Kabange | 08/04/2025
Non-bank deposit takers can use ESAS for payments and settlements, accessing HQLA, and for earning interest at the OCR.
Market Infrastructure
Australian Super Funds Hit by Coordinated Cyber Attack
By Editors | 07/04/2025
Four AustralianSuper accounts lost an estimated AUD 500,000 in combined savings as a result of the cyberattack.
New Zealand FMA Launches Review on Financial Advice Accessibility
By Thisanka Siripala | 04/04/2025
The review will inform the FMA’s approach to reducing regulatory burdens and enhancing the provision of financial advice across New Zealand.
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