AUSTRALIA

    NZ Regulator Announces New CEO

    By Editors | 28/11/2013

    The New Zealand regulator, the Financial Markets Authority (FMA) has appointed Rob Everett as its new Chief Executive, effective 3 […]

    ASIC Pleased with Superannuation PDS Changes

    By Editors | 27/11/2013

    ASIC launched the shorter Product Disclosure Statement (PDS) Regime” in June 2012, and has now had a chance to review a sample of the shorter PDSs for superannuation and simple management investment schemes.

    ASIC Launches Next Generation Market Surveillance System

    By Editors | 25/11/2013

    ASIC’s new market surveillance system is now in operation. The platform, knows as MAI (Market Analysis Intelligence) helps ASIC better […]

    ASIC Releases Revised Guidance on Custody

    By Editors | 21/11/2013

    ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The […]

    RBA Debelle: Remarks to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives on Financial Markets

    By Editors | 20/11/2013

    The Reserve Bank of Australia’s Guy Debelle spoke to the Centre for International Finance and Regulation (CIFR) Forum on Perspectives […]

    New Zealand Consults on New Licences

    By Editors | 15/11/2013

    The Financial Markets Conduct Act 2013 (the Act) introduces licensing for providers offering certain types of financial services. The Financial […]

    ASIC’s Perspective on Self Managed Super Fund Regulation

    By Editors | 08/11/2013

    A speech given by John Price, Commissioner of the Australian Securities and Investments Commission (ASIC) to the The Institute of […]

    RBA Discussion Paper on CCP Links

    By Editors | 28/10/2013

    The Reserve Bank of Australia (RBA) has released a discussion paper titled “Central Counterparty Links and Clearing System Exposures”. Written […]

    RBA Ellis’ Speech on Stability, Efficiency, Diversity

    By Editors | 18/10/2013

    A speech delivered today by Dr Luci Ellis to the Paul Woolley Centre for the Study of Capital Market Dysfunctionality Conference in Sydney.

    Australian Banks Begin Reporting OTC Derivatives

    By Editors | 04/10/2013

    The Depository Trust & Clearing Corporation (DTCC) today announced that five of the major Australian banks active in the over-the-counter […]

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