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ASIC Releases Further Guidance on Hedge Fund Disclosure
By Editors | 03/10/2013
ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]
New Zealand: Regulatory Reporting Guide Consultation Underway
By Editors | 16/09/2013
Regulatory reporting is changing for Authorised Financial Advisers (AFAs). FMA has opened a consultation paper on the proposed Regulatory Reporting […]
Hedge Funds Not a Systemic Risk – ASIC
By Editors | 10/09/2013
Australian hedge funds do not currently pose a systemic risk to the Australian financial system, an ASIC report released today […]
Assessment of ASX Clearing and Settlement Facilities
By Editors | 05/09/2013
The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]
APRA Releases Final Guidance on Managing Data Risk
By Editors | 02/09/2013
The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]
ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives
By Editors | 30/08/2013
On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]
ASX Releases Consultation on Crossing Rules
By Editors | 30/08/2013
On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]
ASIC Continues Crackdown on Hybrids
By Editors | 23/08/2013
This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]
ASIC makes rules on dark liquidity, high-frequency trading
By Editors | 12/08/2013
ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]
Instinet Australia Pty Limited pays $130,000 infringement notice penalty
By Editors | 09/08/2013
Instinet Australia Pty Limited (Instinet) has paid a penalty of $130,000 to comply with an infringement notice given to it […]
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