AUSTRALIA

    ASIC Releases Further Guidance on Hedge Fund Disclosure

    By Editors | 03/10/2013

    ASIC has today refined the definition of a hedge fund to ensure disclosure requirements are appropriately targeted at those funds […]

    New Zealand: Regulatory Reporting Guide Consultation Underway

    By Editors | 16/09/2013

    Regulatory reporting is changing for Authorised Financial Advisers (AFAs). FMA has opened a consultation paper on the proposed Regulatory Reporting […]

    Hedge Funds Not a Systemic Risk – ASIC

    By Editors | 10/09/2013

    Australian hedge funds do not currently pose a systemic risk to the Australian financial system, an ASIC report released today […]

    Assessment of ASX Clearing and Settlement Facilities

    By Editors | 05/09/2013

    The Reserve Bank of Australia has released its 2012/13 Assessment of ASX Clearing and Settlement Facilities against the Financial Stability […]

    APRA Releases Final Guidance on Managing Data Risk

    By Editors | 02/09/2013

    The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]

    ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives

    By Editors | 30/08/2013

    On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]

    ASX Releases Consultation on Crossing Rules

    By Editors | 30/08/2013

    On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]

    ASIC Continues Crackdown on Hybrids

    By Editors | 23/08/2013

    This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]

    ASIC makes rules on dark liquidity, high-frequency trading

    By Editors | 12/08/2013

    ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]

    Instinet Australia Pty Limited pays $130,000 infringement notice penalty

    By Editors | 09/08/2013

    Instinet Australia Pty Limited (Instinet) has paid a penalty of $130,000 to comply with an infringement notice given to it […]

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