AUSTRALIA

APRA Releases Final Guidance on Managing Data Risk

By Editors | 02/09/2013

The Australian Prudential Regulation Authority (APRA) today released in final form its prudential practice guide on the management of data […]

ASX Releases Consultation on Exchange Traded Derivatives & OTC Interest Rate Derivatives

By Editors | 30/08/2013

On 28 August 2013, ASX released the first of two Consultation Papers on its Client Clearing Service for ASX 24 […]

ASX Releases Consultation on Crossing Rules

By Editors | 30/08/2013

On 28 August 2013, ASX released a consultation paper on Changes to the Exchange Traded Option (ETO) Crossing Rules. ASX […]

ASIC Continues Crackdown on Hybrids

By Editors | 23/08/2013

This week ASIC highlighted they have seen an improvement in the disclosure of the risks of hybrids, but there is […]

ASIC makes rules on dark liquidity, high-frequency trading

By Editors | 12/08/2013

ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the […]

Instinet Australia Pty Limited pays $130,000 infringement notice penalty

By Editors | 09/08/2013

Instinet Australia Pty Limited (Instinet) has paid a penalty of $130,000 to comply with an infringement notice given to it […]

New Zealand: Code of Conduct consultation underway

By Editors | 09/08/2013

The Code Committee for Financial Advisers is conducting its first review of the Code of Professional Conduct for Authorised Financial […]