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Securities / Derivatives
FIA Highlights Challenges of HKEX Position Limits Proposals
By Sanday Chongo Kabange | 07/07/2022
The introduction of two more tiers in the position limit regime for single stock options and futures would bring additional operational challenges for exchange participants.
Securities / Derivatives
HKEX Launches New Digital Investor Relations Platform
By Editors | 06/07/2022
IR Connect provides listed companies free access to shareholder analysis, market data, key stock statistics, research ratings, and competitor information.
Enforcement
Hong Kong Police Arrest Eight in Joint Operation With SFC
By Editors | 06/07/2022
The joint operation involved a loan granted by a listed company to a related party and payments purportedly made to suppliers that instead went to related parties.
ESG / Sustainability
HKEX Announces New Collaboration to Develop Carbon Market
By Manesh Samtani | 06/07/2022
HSBC, Standard Chartered, BNP Paribas, ANZ, ICBC, Bank of China and others will sit on a new council to help develop a Hong Kong-based international carbon market.
Market Infrastructure
Hong Kong, China to Launch ‘Swap Connect’ in Six Months
By Sanday Chongo Kabange | 05/07/2022
Swap Connect will initially enable Hong Kong and international investors to trade in Mainland interest rate swaps, and potentially other derivatives in futures.
Capital / Liquidity
HKMA Explores Use of Deep Learning for Credit Risk Assessment
By Editors | 04/07/2022
A trained model was able to consistently detect corporate credit deterioration at both the transaction level and aggregate level with a three-month lead time.
ESG / Sustainability
HKMA to Integrate Climate Risk in Supervisory Processes
By Editors | 01/07/2022
Climate risk management will be a standing item in annual prudential meetings with banks. The CAMEL rating framework will be updated.
ESG / Sustainability
SFC Reviewing Market Practices to Guard Against Risk
By Manesh Samtani | 30/06/2022
Reviews underway cover concentration risk in OTC derivatives markets, risk management at futures brokers, and block trading practices.
Securities / Derivatives
HK FRC Explores Joint Audit Inspections with Mainland Authorities
By Editors | 29/06/2022
Hong Kong’s Financial Reporting Council already has 13 cases involving mainland audit work papers, two of which have been concluded.
Securities / Derivatives
ETFs to Be Included in Stock Connect Starting 4 July
By Editors | 29/06/2022
The relevant rules and operational and regulatory arrangements have been finalised and technical systems have been put in place.
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