Hong Kong

    Securities / Derivatives

    FIA Highlights Challenges of HKEX Position Limits Proposals

    By Sanday Chongo Kabange | 07/07/2022

    The introduction of two more tiers in the position limit regime for single stock options and futures would bring additional operational challenges for exchange participants.

    Securities / Derivatives

    HKEX Launches New Digital Investor Relations Platform

    By Editors | 06/07/2022

    IR Connect provides listed companies free access to shareholder analysis, market data, key stock statistics, research ratings, and competitor information.

    Enforcement

    Hong Kong Police Arrest Eight in Joint Operation With SFC

    By Editors | 06/07/2022

    The joint operation involved a loan granted by a listed company to a related party and payments purportedly made to suppliers that instead went to related parties.

    ESG / Sustainability

    HKEX Announces New Collaboration to Develop Carbon Market

    By Manesh Samtani | 06/07/2022

    HSBC, Standard Chartered, BNP Paribas, ANZ, ICBC, Bank of China and others will sit on a new council to help develop a Hong Kong-based international carbon market.

    Market Infrastructure

    Hong Kong, China to Launch ‘Swap Connect’ in Six Months

    By Sanday Chongo Kabange | 05/07/2022

    Swap Connect will initially enable Hong Kong and international investors to trade in Mainland interest rate swaps, and potentially other derivatives in futures.

    Capital / Liquidity

    HKMA Explores Use of Deep Learning for Credit Risk Assessment

    By Editors | 04/07/2022

    A trained model was able to consistently detect corporate credit deterioration at both the transaction level and aggregate level with a three-month lead time.

    ESG / Sustainability

    HKMA to Integrate Climate Risk in Supervisory Processes

    By Editors | 01/07/2022

    Climate risk management will be a standing item in annual prudential meetings with banks. The CAMEL rating framework will be updated.

    ESG / Sustainability

    SFC Reviewing Market Practices to Guard Against Risk

    By Manesh Samtani | 30/06/2022

    Reviews underway cover concentration risk in OTC derivatives markets, risk management at futures brokers, and block trading practices.

    Securities / Derivatives

    HK FRC Explores Joint Audit Inspections with Mainland Authorities

    By Editors | 29/06/2022

    Hong Kong’s Financial Reporting Council already has 13 cases involving mainland audit work papers, two of which have been concluded.

    Securities / Derivatives

    ETFs to Be Included in Stock Connect Starting 4 July

    By Editors | 29/06/2022

    The relevant rules and operational and regulatory arrangements have been finalised and technical systems have been put in place.

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