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Securities / Derivatives
Taiwanese Banks’ Loan Exposure to Chinese Clients Examined in Hong Kong
By Editors | 10/11/2014
Hong Kong’s financial regulator is looking into the loan exposure of Taiwanese banks to mainland Chinese companies and has launched an onsite probe into the matter.
Hong Kong, France to Cooperate in Offshore Renminbi Trade
By Editors | 29/10/2014
The Hong Kong Monetary Authority and Banque de France have signed an agreement to cooperate in enhancing the offshore renminbi business between the two jurisdictions.
Hong Kong to Implement Revised Capital and Liquidity Rules for Banks
By Editors | 27/10/2014
Hong Kong Monetary Authority has issued the revised capital and liquidity rules for the banking sector in view of the second phase of Basel III requirements which will take effect from January next year.
Asian Banks, Investors Request Notice on Cross-Border Stock Trade
By Editors | 23/10/2014
Regulatory concerns surrounding the Shanghai-Hong Kong stock connect including the issue of tax on share gains have compelled asset managers and banks to ask the city’s regulator for a month’s notice before implementing the cross-border stock scheme.
Hong Kong Issues Data Protection Guidelines for Banking Industry
By Editors | 15/10/2014
Hong Kong has issued new guidelines for the banking industry on how to meet its data protection obligations amid rising number of complaints against banks’ privacy protection practices.
Shanghai-Hong Kong Stock Connect is a Breakthrough for Direct Access to China Stocks
By Editors | 14/10/2014
Solutions to meet the challenges and deliver opportunities.
Hong Kong Regulator Warns Against Short Position Reporting Lapses
By Editors | 09/10/2014
The Securities and Futures Commission has warned against inaccurate reports and late filing on short positions, noting that a contravention of rules without a reasonable excuse may constitute a criminal offence.
HKEx and Dual Class Shares: Solving the Chinese Puzzle
By Peter Guy | 07/10/2014
Reconciling the contradictions and problems of dual class shares for the Hong Kong market will define its future.
Ashley Alder Appointed to Second Term as SFC CEO
By Editors | 26/09/2014
Ashley Alder has been appointed for a second three-year term as chief executive of the Securities and Futures Commission.
Hong Kong Regulator Seeks Tougher Vetting Rules for GEM Companies
By Editors | 18/09/2014
The Securities and Futures Commission is recommending that the the city’s stock exchange tighten its vetting process for Growth Enterprise Market-listed (GEM) companies that seek listing on the main board.
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