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Hong Kong Regulator to Review Rules on Alternative Liquidity Pools
By Editors | 28/02/2014
The Securities and Futures Commission has begun a two-month consultation concerning the future regulation of alternative liquidity pools (ALPs), also known as dark pools.
Hong Kong Regulator Urges Financial Institutions to Review Capital Planning Process
By Editors | 09/02/2014
The Hong Kong Monetary Authority plans to enhance existing rules to reflect recommendations on capital planning practices by the Basel Committee.
Hong Kong Regulator Issues Circular on Cross-Border Business Activities
By Editors | 29/01/2014
The Securities and Futures Commission reminds licensed corporations to maintain effective policies, procedures and controls to monitor and ensure regulatory compliance in relation to their cross-border business activities.
Hong Kong Regulator Seeks Public Views on REIT Investment Scope
By Editors | 28/01/2014
Hong Kong’s Securities and Futures Commission is seeking public opinion on proposals to expand the investment scope of real estate investment trusts (REITs).
Hong Kong Regulator Releases Circular on Internet Trading, Hacking Risks
By Editors | 28/01/2014
Hong Kong’s Securities and Futures Commission calls on corporations to enhance IT security controls to reduce internet hacking risks.
HK Court Varies Interim Injunction Against Qunxing
By Editors | 24/01/2014
The Court of First Instance today varied an interim injunction obtained by the SFC in the proceedings against Qunxing Paper Holdings Company Limited (Qunxing) and its subsidiary, Best Known Group Limited (Best Known).
SFC Allows Appeal over Retail Investor Aquittal
By Editors | 24/01/2014
The Court of First Instance today allowed the Securities and Futures Commission’s (SFC) appeal of the acquittal of Mr Chan Wing Fai of false trading, and ordered that the case be remitted back to the Magistrate.
HKMA Cautions Authorised Institutions on Virtual Currencies
By Editors | 14/01/2014
With the recent rise of Bitcoin across the globe, the Hong Kong Monetary Authority (HKMA) writes a cautionary letter to authorized institutions (AI) in the city state about virtual currencies.
HK Consultation on Establishing Resolution Regime for Financial Institutions
By Editors | 07/01/2014
Hong Kong Government and regulators have launched the first stage of a public consultation on establishing an effective resolution regime for financial institutions, including financial market infrastructures.
SFC Fines HSBC over Inaccurate Licence Application
By Editors | 20/12/2013
The Hong Kong securities regulator on Thursday fined an arm of HSBC $5M HKD (US$640,000) for providing inaccurate information during […]
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