HONG KONG

OTC Clear Granted Recognition by SFC

By Editors | 01/11/2013

OTC Clearing Hong Kong Limited (OTC Clear) has announced that the Securities and Futures Commission (SFC) has on the 25 […]

HK SFC signs MoU with Mongolia Financial Regulatory Commision

By Editors | 11/10/2013

The Securities and Futures Commission (SFC) and the Financial Regulatory Commission of Mongolia (FRC) today entered into a Memorandum of […]

SFC and SEHK Publish Listing Revision on Overseas Companies

By Editors | 27/09/2013

The Securities and Futures Commission (SFC) and The Stock Exchange of Hong Kong Limited (SEHK), a wholly-owned subsidiary of Hong […]

A New Approach by Sponsors of Hong Kong IPOs

By Editors | 27/09/2013

Prospective listing candidates and their sponsors will face further scrutiny and more stringent guidelines when looking to IPO on the […]

SFC Signs AIFMD MoU with European Authorities

By Editors | 17/09/2013

The Securities and Futures Commission has entered into memoranda of understanding concerning consultation, cooperation and the exchange of information related […]

HKMA & SFC Publish OTC Consulation Conclusions

By Editors | 09/09/2013

The Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) jointly published today their conclusions on a […]

Strengthening Cooperation between the HKMA and Bank Negara Malaysia

By Editors | 30/08/2013

The Hong Kong Monetary Authority (HKMA) and Bank Negara Malaysia (BNM) held a bilateral meeting today (Wednesday) in Kuala Lumpur […]

SFC Quarterly Update Apr-June 2013

By Editors | 20/08/2013

The Securities and Futures Commission (SFC) releases its Quarterly Report today. Key regulatory developments include: Working with The Stock Exchange […]

SFC Reprimands and Fines China Securities Holdings

By Editors | 15/08/2013

The Securities and Futures Commission (SFC) has issued a reprimand to China Securities Holdings Limited (China Securities); fined it $1.3 […]