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Enforcement
SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud
By Sanday Chongo Kabange | 04/12/2025
The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

Securities / Derivatives
Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA
By Manesh Samtani | 04/12/2025
New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.

Securities / Derivatives
Hong Kong SFC Streamlines Post-Authorisation Rules for UCITS Funds
By Sanday Chongo Kabange | 01/12/2025
The SFC has removed prior approval requirements for many scheme changes, aiming to boost efficiency and market competitiveness.

Trending
Hong Kong Regulators Direct Banks, Insurers to Aid Fire Victims
By Sanday Chongo Kabange | 30/11/2025
Authorities are calling on banks and insurers to provide flexibility on loans and claims, as financial firms donate millions for relief efforts.

Fintech / Regtech
HK Official Outlines Fintech Strategy, Focusing on AI, Shenzhen Collaboration
By Sanday Chongo Kabange | 28/11/2025
The Financial Secretary outlined an action plan for a joint fintech hub, new AI sandbox cohorts, and cross-border payment growth.

AML / KYC
Hong Kong SFC Issues AML Warning as JFIU Prepares New STR Platform
By Sanday Chongo Kabange | 28/11/2025
The SFC has detailed expected controls to combat layering via brokerages and virtual assets, as HKPF prepare to launch a new system for reporting suspicious transactions.

Securities / Derivatives
HKEX Outlines Extensive Derivatives Market System Upgrades for 2026
By Sanday Chongo Kabange | 28/11/2025
HKEX plans to enhance after-hours trading, add a new matching engine, and mandate several system upgrades for participants.

Sanctions
Hong Kong Licensed Lender Linked To Sanctioned Prince Group – Report
By Sanday Chongo Kabange | 27/11/2025
An associate of sanctioned Prince Group's Chen Zhi is tied to a licensed money lender that holds a mortgage over shares in a Hong Kong-listed firm.

Crypto / Digital Assets
Hong Kong SFC Details Regulatory Push on Private Credit, AI, Digital Assets
By Sanday Chongo Kabange | 26/11/2025
SFC chief outlines new OTC reporting rules, 'human in the loop' AI policy, and final steps for digital asset framework.

Securities / Derivatives
China Updates Rules for Authorising Domestic Firms to Audit H-Shares
By Sanday Chongo Kabange | 25/11/2025
The MOF and CSRC will add two firms to the approved list and conduct annual assessments, revoking recommendations for non-compliant auditors.
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