Hong Kong

    Enforcement

    SFC Suspends Tung Tai Securities Executive Over US$3.3m Fraud

    By Sanday Chongo Kabange | 04/12/2025

    The SFC has suspended a senior manager for neglecting duties that enabled the fraud despite multiple clear warning signs.

    Securities / Derivatives

    Domestic Investors Enhance Market Stability but Reduce Liquidity: HKMA

    By Manesh Samtani | 04/12/2025

    New paper recommends a combination of policy measures to encourage domestic participation and targeted actions to alleviate the negative side effects on liquidity.

    Securities / Derivatives

    Hong Kong SFC Streamlines Post-Authorisation Rules for UCITS Funds

    By Sanday Chongo Kabange | 01/12/2025

    The SFC has removed prior approval requirements for many scheme changes, aiming to boost efficiency and market competitiveness.

    Trending

    Hong Kong Regulators Direct Banks, Insurers to Aid Fire Victims

    By Sanday Chongo Kabange | 30/11/2025

    Authorities are calling on banks and insurers to provide flexibility on loans and claims, as financial firms donate millions for relief efforts.

    Fintech / Regtech

    HK Official Outlines Fintech Strategy, Focusing on AI, Shenzhen Collaboration

    By Sanday Chongo Kabange | 28/11/2025

    The Financial Secretary outlined an action plan for a joint fintech hub, new AI sandbox cohorts, and cross-border payment growth.

    AML / KYC

    Hong Kong SFC Issues AML Warning as JFIU Prepares New STR Platform

    By Sanday Chongo Kabange | 28/11/2025

    The SFC has detailed expected controls to combat layering via brokerages and virtual assets, as HKPF prepare to launch a new system for reporting suspicious transactions.

    Securities / Derivatives

    HKEX Outlines Extensive Derivatives Market System Upgrades for 2026

    By Sanday Chongo Kabange | 28/11/2025

    HKEX plans to enhance after-hours trading, add a new matching engine, and mandate several system upgrades for participants.

    Sanctions

    Hong Kong Licensed Lender Linked To Sanctioned Prince Group – Report

    By Sanday Chongo Kabange | 27/11/2025

    An associate of sanctioned Prince Group's Chen Zhi is tied to a licensed money lender that holds a mortgage over shares in a Hong Kong-listed firm.

    Crypto / Digital Assets

    Hong Kong SFC Details Regulatory Push on Private Credit, AI, Digital Assets

    By Sanday Chongo Kabange | 26/11/2025

    SFC chief outlines new OTC reporting rules, 'human in the loop' AI policy, and final steps for digital asset framework.

    Securities / Derivatives

    China Updates Rules for Authorising Domestic Firms to Audit H-Shares

    By Sanday Chongo Kabange | 25/11/2025

    The MOF and CSRC will add two firms to the approved list and conduct annual assessments, revoking recommendations for non-compliant auditors.

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