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Structural Regulation
SEBI Directs BSE to Remediate Erroneous Fee Calculations
By Ajoy K Das | 30/04/2024
BSE has to pay almost $20mn for to make up for years of incorrect calculations of its annual options trading turnover.

Market Risk
RBI Allows SFBs to Hedge with Interest Rate Derivatives
By Ajoy K Das | 30/04/2024
Until now, small finance banks have only been permitted to use interest rate futures for hedging.

Capital Adequacy
RBI Sets Guidelines for SFBs to Transition into Universal Banks
By Ajoy K Das | 30/04/2024
Small finance banks can apply to transition into universal banks, subject to them meeting certain conditions.

Structural Regulation
RBI Issues Draft Guidelines for Loan Aggregation Services
By Ajoy K Das | 29/04/2024
The RBI said borrowers may not know the identity of potential lenders when using loan aggregation services.

Data Privacy
Message Encryption In Focus for Indian, European Authorities
By Editors | 29/04/2024
WhatsApp will leave India if it is required to break encryption. Europol expresses concern with message encryption on Messenger.

Trading & Investment
India Amends FX Rules to Facilitate Direct Listings in GIFT City
By Ajoy K Das | 29/04/2024
The regulations make clear that firms raising funds through direct GIFT City listings can hold the proceeds in foreign currency accounts outside India.

Liquidity Risk
India: Small- and Mid-Cap Stocks Making Regulators Nervous
By Pankaj Sharma | 29/04/2024
Pankaj Sharma says SEBI’s approach to small- and mid-cap funds has been prudent, but that it should look to more closely align with international standards.

Fraud, Scams & Cybercrime
RBI Plans to Allow Banks Autonomy to Freeze Suspicious Accounts
By Ajoy K Das | 29/04/2024
The RBI plans to allow banks to suspend suspicious accounts without having to wait for a police complaint to be registered.

Capital Adequacy
Asia-Pacific’s Long March Towards the Basel Endgame
By Blake Evans-Pritchard | 26/04/2024
Those who think we’ve heard the last about the framework’s implementation should think again.

Capital Adequacy
RBI Raises Net Owned Funds Requirement for ARCs
By Ajoy K Das | 25/04/2024
Existing asset reconstruction companies will have until 31 March 2026 to meet the $36mn net owned funds requirement.
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