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India
Enforcement
UPDATED: Mumbai Court Orders Probe Against Ex-SEBI Chief, 5 Other Officials
By Nithya Subramanian | 04/03/2025
The court ruled there is sufficient prima facie evidence of regulatory lapses and collusion, warranting a “fair and impartial investigation.”.
Securities / Derivatives
India Finance Secretary Takes Over as SEBI Chairman
By Nithya Subramanian | 03/03/2025
Tuhin Kanta Pandey said the four pillars for SEBI under his leadership would be technology, trust, transparency and teamwork.
Securities / Derivatives
SEBI Releases Regulatory Framework for Specialised Investment Funds
By Nithya Subramanian | 03/03/2025
Large asset managers can launch “Specialised Investment Funds”, a new product category positioned between Mutual Funds and Portfolio Management Services.
Securities / Derivatives
SEBI Launches Centralised Database Portal for Corporate Bonds
By Manesh Samtani | 01/03/2025
SEBI said the database will enhance transparency and facilitate informed decision making amongst investors and other market participants.
Securities / Derivatives
SEBI Proposes to Revise Derivatives Market Rules
By Nithya Subramanian | 27/02/2025
The changes include lower position limits for stock derivatives and stricter eligibility criteria for index derivatives.
Capital / Liquidity
RBI Lowers Risk Weights for Bank Loans to NBFCs, Microfinance Loans
By Nithya Subramanian | 27/02/2025
The RBI restored the risk weights applicable to microfinance loans and to bank exposures to NBFCs to pre-November 2023 levels.
Sanctions
US-made Goods Being Diverted to Russia via India – Report
By Manesh Samtani | 27/02/2025
Shipments to India from Boeing, Airbus and dozens of other Western companies have been making their way to Russia.
Market Infrastructure
RBI Issues Final Guidelines for Forward Contracts in G-Secs
By Nithya Subramanian | 26/02/2025
Effective 2 May 2025, the guidelines establish a regulatory framework for forward contracts in the OTC market involving G-Secs.
Enforcement
SEBI Fines Indian Clearing Corporation for Cybersecurity Lapses
By Nithya Subramanian | 26/02/2025
SEBI said the BSE subsidiary didn’t maintain an up-to-date inventory of IT assets or comply with requirements to identify critical assets.
Enforcement
SEBI Fines Axis Securities for Multiple Regulatory Violations
By Mark Johnston | 25/02/2025
Axis Securities was fined INR 1 million for violating stock broker rules, mishandling client funds, and reporting requirements.
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