INTERNATIONAL

Time Running out for ‘GATCA’ Compliance: Wolters Kluwer

By Samuel Riding | 24/11/2015

Institutions that move quickly on ‘Global Account Tax Compliance Act’ can gain competitive advantage.

The Land that Regulation Forgot

By Peter Guy | 23/11/2015

Asset managers unrealistically expect to escape iron grasp of SIFI regulation.

Markit Launches Automatic Risk Updater

By Samuel Riding | 20/11/2015

System for banks to automatically update risk profile after netting launches on LCH.Clearnet’s SwapClear.

The Need to Refocus Bank Regulation

By Peter Guy | 16/11/2015

Banking’s dirty secret: no one knows how to make compliance work. What next for the universal banking model?

IOSCO Finalises CIS Custody Standards

By Samuel Riding | 10/11/2015

Report includes eight standards designed to protect assets of collective investment scheme investors.

FSB Issues TLAC Standards

By Samuel Riding | 10/11/2015

China’s G-SIBS have until 2025 to meet minimum TLAC of 16% of risk-weighted assets.

Spoofing Conviction Creates Uncertainty

By Peter Guy | 09/11/2015

Last week’s successful US conviction creates more ambiguity in electronic trading and global markets.

Pakistan Issues Draft Short Sale Rules

By Samuel Riding | 09/11/2015

Securities and Exchange Commission proposes short sale limit at 40 percent of a security’s average daily turnover.

FSB to Establish Misconduct Risks Group

By Samuel Riding | 09/11/2015

Financial Stability Board to also consider the issue of using compensation as a means of reducing misconduct.