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Compliance Culture and Goldman’s Fine for Fed Leaks
By Peter Guy | 03/11/2015
Hiring at the edge of the revolving door between regulators and banks inevitably creates hazardous regulatory challenges.
Group of Exchanges Seeks Easing of Bank Capital Rules
By Samuel Riding | 30/10/2015
Letter signed by some of the world’s largest exchanges suggests rules could destabilise exchange-traded derivatives markets.
When Regulations and Technology Clash
By Peter Guy | 26/10/2015
The ill-conceived pursuit of technology innovations by wealth managers and over cautious regulations are causing more uncertainty among clients.
IFSB Issues Working Paper on Financial Consumer Protection in Islamic Finance
By Editors | 26/10/2015
Paper provides examples where regulators can deal with issue of consumer protection without need to take stance on Shari’ah matters.
Financial Innovation Shouldn’t Fall Victim to Regulators’ Regrets
By Peter Guy | 20/10/2015
Some regulators regret that no bankers were imprisoned for their role in the 2008 financial crisis. But, is this realistic?
Reinventing Regulation
By Editors | 16/10/2015
Concern about regulation should take a backseat to discussions on how to reinvent the regulatory framework.
FATF Prioritising Terrorist Financing and De-risking
By Editors | 16/10/2015
President of money laundering task force sets agenda at Compliance Forum on SIBOS Day 2
Markit Launches KY3P Platform for Third Party Risk Management
By Editors | 14/10/2015
Barclays, HSBC and Morgan Stanley partner to design new service.
Technology and Banking: Evolution or Revolution?
By Editors | 14/10/2015
In a changing technology landscape, data analytics, block chain and mobile payments are having the greatest impact on financial services.
China Systems and Accuity Partner on Trade Finance and Supply Chain Solution
By Editors | 13/10/2015
80% of firms cite compliance and regulatory issues a “chief” obstacle to trade finance.
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