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Securities / Derivatives
ESMA Publishes List of Derivatives Subject to MiFID II Trading Rules
By Samuel Riding | 11/01/2018
Listed securities must be traded on regulated markets or organised trading facilities; no APAC venues yet to be granted equivalency.
Securities / Derivatives
MiFID II – Just the Start of a Perfect Storm for Research
By Peter Guy | 08/01/2018
The unbundling of research costs will not only create more transparency but usher in a collapse and change in banking research.
Capital / Liquidity
HSBC, StanChart Only HK Stocks to Fall Under MiFIR
By Editors | 29/12/2017
Only two Hong Kong-listed stocks have sufficient EU volume to comply with MiFIR trading obligations.
Market Infrastructure
Feeding the Bitcoin Bubble
By Peter Guy | 18/12/2017
The start of bitcoin futures may increase speculation and international regulatory risks as countries rein in credit.
Capital / Liquidity
Geopolitical Risk a Grave Concern for Financial Services in 2018
By Editors | 14/12/2017
DTCC report says cyber risk continues to be seen as greatest threat, but many firms now see geopolitical issues as one of the five biggest concerns.
Fintech / Regtech
The Final Frontier of Financial Regulation
By Peter Guy | 20/11/2017
FSB’s recent paper on artificial intelligence and machine learning reveal how far we are from managing its unknown effects on financial markets.
Securities / Derivatives
Japanese Banks Call for Simplified UPI Rules
By Editors | 20/11/2017
Bankers Association says its members already provide legal identifiers under local regulation and the rules of countries in which they operate.
Capital / Liquidity
Europe Tightens Rules on Overseas Credit Rating Endorsements
By Editors | 20/11/2017
Regulator says about two thirds of credit ratings used for regulatory purposes in the EU cover non-EU issuers of financial instruments.
Market Infrastructure
Hong Kong Institutions Must Start to Tackle EU Data Protection Rules
By Justine Laprun | 16/11/2017
The European General Data Protection Regulation should already be one of the next items on institutions’ agendas, according to Sia Partners.
Capital / Liquidity
When Deposit Insurance Isn’t Insurance
By Peter Guy | 06/11/2017
Calls for EU wide deposit insurance are supposed to herald banking union. But regulatory enforcement, national policies and financial technology stand in the way.
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