International

Trading & Investment

IOSCO Publishes Report on Investment Risk Education Practices

By Editors | 17/09/2015

The Board of the International Organisation of Securities Commissions has published its final report on Sound Practices for Investment Risk Education.

Structural Regulation

IOSCO Publishes Report on Securitisation Incentive Alignment Progress

By Editors | 07/09/2015

The International Organization of Securities Commissions (IOSCO) has published a final report describing the implementation progress made by 25 jurisdictions in adopting incentive alignment regimes for securitisation.

Structural Regulation

IOSCO Publishes Peer Review of Regulation of Money Market Funds

By Editors | 05/09/2015

Report describes implementation progress made by 31 jurisdictions in adopting legislation, regulation and other policies in relation to money market funds.

Market Data & Technology

CPMI-IOSCO Consult on Harmonisation of OTC Derivatives Data Elements

By Editors | 05/09/2015

Focuses on a first batch of key data elements, other than UTI and UPI, that are considered important for consistent and meaningful aggregation on a global basis.

Clearing & Post-Trade

Third Country CCP Equivalence Delays Set Back Emerging Markets

By Editors | 04/09/2015

The World Federation of Exchanges has written to the European Commission urging it and other regulators to expedite EMIR equivalence determinations for ‘third country central counterparties’.

Structural Regulation

ESMA Consults on Remaining MiFID Technical Standards

By Editors | 02/09/2015

Regulator publishes consultation paper on the remaining draft implementing technical standards under MiFID II on which it has not yet consulted.

Market Risk

Good Regulation vs. Bad Instrument

By Peter Guy | 25/08/2015

Credit default swaps were the market’s equivalent of a nuclear meltdown. Now they are coming back. Will any amount of regulation prevent the next big one?

Market Data & Technology

CPMI-IOSCO Consult on Unique Transaction Identifier Harmonisation

By Editors | 20/08/2015

The Committee on Payments and Market Infrastructures and the International Organization of Securities Commissions have published a consultative report on the harmonisation of the Unique Transaction Identifier for OTC derivatives.

Emerging Prudential Risks

Believe It – More Fund Management Regulation Coming

By Peter Guy | 19/08/2015

Resistance by Fidelity Investments and BlackRock is futile. Large fund managers pose a systemic risk in their own way.